DFX Intelligence

W•••• S••••• C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

W•••• S••••• C••••••• I•••

CRD 158133

JACKSONVILLE, FL

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 5
On other graphs: 0
Observed: Feb 14, 2012 to Mar 31, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••• S••••• P•••••••• L••	Hedge Fund	$681M	Mar 31, 2026	18	Feb 14, 2012	reported	021-235992
W•••• S••••• I••••••••• I••	Hedge Fund	$668M	Mar 31, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• G••••••••• B••••	President	E	yes	07/1987	Feb 14, 2012	Mar 29, 2024
R•••••• J•••• A••••••	CFO AND CCO	Na	yes	03/2024	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.7B	-16.6%	$1.7B	-6.4%	16	17	0	0

Relationships

Advises (8)

→ B•• S••••• A••••••••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ P•••• F•••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ A•••••••• S••••• P•••••••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ W•••• S••••• P•••••••• L••Private fund

Dated events

Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-648M
Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$-551M
Occurred
Mar 29, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2021

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.