DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• S••••• C••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 30, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Apr 1, 2013$4.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)16 as of Mar 31, 2026
Apr 1, 201327 then
Private funds5 as of Mar 31, 2026
Apr 1, 20137 then
RAUM -17% over the last fiscal year-6.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $283MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• S••••• P•••••••• L•• | Hedge Fund | $838M | 3 | Feb 14, 2012 |
| W•••• S••••• P•••••••• L•• | Hedge Fund | $724M | 19 | Feb 14, 2012 |
| W•••• S••••• I••••••••• I••no longer reported | Hedge Fund | $668M | 19 | Feb 14, 2012 |
| B•• S••••• A••••••••• L•• | Hedge Fund | $296M | 5 | Feb 14, 2012 |
| W•••• S••••• I••••••••• M••••• F••• L••no longer reported | Hedge Fund | $198M | 8 | Mar 29, 2018 |
| P••••••• S••••• P•••••••• L•• | Hedge Fund | $150M | 2 | Feb 14, 2012 |
| P•••• F•••• L•• | Hedge Fund | $56.5M | 7 | Feb 14, 2012 |
| A••••• F••• I••••••••• I••no longer reported | Hedge Fund | $11 | 0 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B•••• G••••••••• B•••• · Presidentcontrolsince 07/1987 · owns 75% or more
- R•••••• J•••• A•••••• · Cfo And Ccocontrolsince 03/2024 · owns less than 5%
- R••••••• J•••••• D•••• · Coosince 07/2021 · owns less than 5%
Related persons
Schedule D 7.A
- W• M••••••••• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 17 to 16Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.7B to $1.4BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 5Mar 29, 2024 to Mar 28, 2025
- Employees · 18 to 17Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 28, 2025
- RAUM · $2.1B to $1.7BMar 29, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Apr 18, 2023 to Mar 29, 2024
- Employees · 16 to 18Apr 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.7B to $2.1BApr 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.7B to $2.1BApr 18, 2023 to Mar 29, 2024
- RAUM · $1.7B to $2.1BApr 18, 2023 to Mar 29, 2024
- Related adviser · true to falseApr 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $1.7BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.6B to $1.7BMar 30, 2022 to Mar 30, 2023
- RAUM · $1.6B to $1.7BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 6 to 5Mar 30, 2021 to Mar 30, 2022
- Employees · 17 to 16Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.6B to $1.6BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.6B to $1.6BMar 30, 2021 to Mar 30, 2022
- RAUM · $1.6B to $1.6BMar 30, 2021 to Mar 30, 2022
- Accounts · 6 to 5Mar 30, 2020 to Mar 30, 2021
- Advisory employees · 7 to 6Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 6 to 5Mar 30, 2020 to Mar 30, 2021
- Employees · 20 to 17Mar 30, 2020 to Mar 30, 2021
- Private funds · 6 to 5Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $2.5B to $1.6BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $2.5B to $1.6BMar 30, 2020 to Mar 30, 2021
- RAUM · $2.5B to $1.6BMar 30, 2020 to Mar 30, 2021
- Accounts · 7 to 6Jan 29, 2019 to Mar 30, 2020
- Advisory employees · 10 to 7Jan 29, 2019 to Mar 30, 2020
- Pooled vehicle clients · 7 to 6Jan 29, 2019 to Mar 30, 2020
- Employees · 23 to 20Jan 29, 2019 to Mar 30, 2020
- Other offices · 1 to 0Jan 29, 2019 to Mar 30, 2020
- Discretionary RAUM · $4.7B to $2.5BJan 29, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $4.7B to $2.5BJan 29, 2019 to Mar 30, 2020
- RAUM · $4.7B to $2.5BJan 29, 2019 to Mar 30, 2020
Signals
3 dated events
- Anthony John Rogers (Cfo And Cco) appeared on Schedule A of W•••• S••••• C••••••• I•••Mar 29, 2024 · Control person joined · fact
- W•••• S••••• C••••••• I••• reported RAUM $1.6B, down 34% from $2.5B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- W•••• S••••• C••••••• I••• reported RAUM $2.5B, down 47% from $4.7B (2019-01-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.w••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 904-355-5959reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026