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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

CONSTANDINA CARKONEN

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

BELLEVUE, WA | Los Angeles, CA

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Search this name across graphsid dfx:ria:b1554945-ed48-6a3c-ce3e-446d7a7b47eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 7, 2006
First registration: Feb 22, 2007
Dual registered: yes, broker-dealer
Other names: DINA CARKONEN|CONSTANDINA CARKONEN|CONSTANDINA CARKONEN SAITES
IAPD individual key: 2939997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Oct 25, 2024	n/a	yes	Los Angeles, CA\|BELLEVUE, WA	Current employment
Corient	Independent wealth	Feb 20, 2023	Nov 4, 2024	no	MIAMI, FL\|SEATTLE, WA	Previous registration
COLUMBIA PACIFIC WEALTH MANAGEMENT	Former SEC adviser	Apr 23, 2018	Aug 31, 2023	no	SEATTLE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 22, 2007	Apr 3, 2018	no	WEEHAWKEN, NJ\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Corient	ROCKEFELLER CAPITAL MANAGEMENT	Nov 4, 2024	Oct 25, 2024	-10	Firm change	RIA to ibd
COLUMBIA PACIFIC WEALTH MANAGEMENT	Corient	Aug 31, 2023	Feb 20, 2023	-192	Bulk transfer	RIA to RIA
UBS FINANCIAL SERVICES INC.	COLUMBIA PACIFIC WEALTH MANAGEMENT	Apr 3, 2018	Apr 23, 2018	20	Firm change	Wirehouse to RIA

Relationships

Registered with (4)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ CORIENTRegistered adviserregistration: previous registration
Feb 20, 2023 to Nov 4, 2024factForm ADV
→ COLUMBIA PACIFIC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 23, 2018 to Aug 31, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 22, 2007 to Apr 3, 2018factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
Constandina Carkonen left Corient for Rockefeller Capital Management (registered 2024-10-25)
Form ADVobserved 4 days ago