DFX Intelligence

J• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

J• A•••••••

J•••••• H••••• ADVISORS LLC, CRD 139587

SALEM, OR

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Search this name across graphsid dfx:ria:b159d5e2-d78f-2978-8ae4-f2f900f62473

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2012 to Mar 9, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $212M••• Locked
Discretionary RAUM: $212M
Private client RAUM: $181Mderived••• Locked
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $106Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• A••• W•••	n/a	SALEM, OR	6	11	n/a	no
S••••• K••• J••••••	Certified Financial Planner	SALEM, OR	2	17	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• S•••••• K•••	CHIEF COMPLIANCE OFFICER & OWNER	E	yes	12/2016	Apr 24, 2018	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
J•••••• H••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$212M	$172M	23.5%	$139M	15.1%	4	4	0	0

Relationships

Registered with (3)

← S••••• K••• J••••••Advisorregistration: current employment
Jul 3, 2024 to presentfactForm ADV
← M••••• A••• W•••Advisorregistration: current employment
Aug 6, 2020 to presentfactForm ADV
← J•••••• R••• G•••••••Advisorregistration: previous registration
Mar 24, 2006 to Jan 22, 2009factForm ADV

Controls (1)

Dated events

Occurred
Mar 9, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 9, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Mar 9, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Oct 13, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b159d5e2-d78f-2978-8ae4-f2f900f62473
First observed: Mar 29, 2012
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.