DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• A•••••••
Legal name J•••••• H••••• A••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Mar 29, 2012 · 21 filings
SEC status approved since May 25, 2018
RAUM
$212M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$106M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$212M as of Mar 9, 2026
Mar 29, 2012$73.0M then
HNW client RAUM$157M as of Mar 9, 2026
Mar 15, 2019$56.1M then
State-registered IARs (5.B.3)2 as of Mar 9, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Mar 9, 2026
Mar 15, 20196 then
Private funds: no history
RAUM +23% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $106MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $512,195derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $65.2M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M74%
- Pension and profit-sharing plans$28.1M13%
- Individuals$23.9M11%
- Charitable organizations$2.9M1.4%
- Corporations and businesses$488,4850.2%
- Individual clients
- 64reported
- HNW clients
- 58reported
- Pension plan clients
- 19reported
- Charitable clients
- 1reported
- Accounts
- 414reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.2M for 36 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• A••• W••• | S••••, Or | Aug 6, 2020 | 11 y | 0 |
| S••••• K••• J••••••Certified Financial Planner | S••••, Or | Jul 3, 2024 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••••• R••• G••••••• to M•••• W••••• M••••••••• L••Jan 22, 2009 · Other
Joined, latest
- J•••••• R••• G••••••• from S•••• A•••• M••••••••• L••Mar 24, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• S•••••• K••• · Chief Compliance Officer & Ownercontrolsince 12/2016 · owns 75% or more
Related persons
Schedule D 7.A
- J•••••• H••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| S••••, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 391 to 414Mar 5, 2025 to Mar 9, 2026
- Corporate clients · 2 to 3Mar 5, 2025 to Mar 9, 2026
- HNW clients · 50 to 58Mar 5, 2025 to Mar 9, 2026
- Individual clients · 70 to 64Mar 5, 2025 to Mar 9, 2026
- Pension plan clients · 15 to 19Mar 5, 2025 to Mar 9, 2026
- Assets in custody · $42.0M to $65.2MMar 5, 2025 to Mar 9, 2026
- Discretionary RAUM · $172M to $212MMar 5, 2025 to Mar 9, 2026
- HNW RAUM · $125M to $157MMar 5, 2025 to Mar 9, 2026
- Individual RAUM · $21.2M to $23.9MMar 5, 2025 to Mar 9, 2026
- Pension RAUM · $22.2M to $28.1MMar 5, 2025 to Mar 9, 2026
- RAUM · $172M to $212MMar 5, 2025 to Mar 9, 2026
- Advisory employees · 2 to 4Mar 25, 2024 to Mar 5, 2025
- Corporate clients · 3 to 2Mar 25, 2024 to Mar 5, 2025
- HNW clients · 48 to 50Mar 25, 2024 to Mar 5, 2025
- Individual clients · 67 to 70Mar 25, 2024 to Mar 5, 2025
- Pension plan clients · 17 to 15Mar 25, 2024 to Mar 5, 2025
- Assets in custody · $45.0M to $42.0MMar 25, 2024 to Mar 5, 2025
- Employees · 6 to 4Mar 25, 2024 to Mar 5, 2025
- Financial planning clients · 1-10 to 1-10Mar 25, 2024 to Mar 5, 2025
- Discretionary RAUM · $168M to $172MMar 25, 2024 to Mar 5, 2025
- HNW RAUM · $117M to $125MMar 25, 2024 to Mar 5, 2025
- Individual RAUM · $20.6M to $21.2MMar 25, 2024 to Mar 5, 2025
- Pension RAUM · $22.4M to $22.2MMar 25, 2024 to Mar 5, 2025
- RAUM · $168M to $172MMar 25, 2024 to Mar 5, 2025
- Accounts · 372 to 391Oct 5, 2023 to Mar 25, 2024
- Advisory employees · 3 to 2Oct 5, 2023 to Mar 25, 2024
- Corporate clients · 4 to 3Oct 5, 2023 to Mar 25, 2024
- HNW clients · 45 to 48Oct 5, 2023 to Mar 25, 2024
- Individual clients · 63 to 67Oct 5, 2023 to Mar 25, 2024
- Pension plan clients · 18 to 17Oct 5, 2023 to Mar 25, 2024
- Assets in custody · $34.6M to $45.0MOct 5, 2023 to Mar 25, 2024
- State-registered IARs · 3 to 2Oct 5, 2023 to Mar 25, 2024
- Discretionary RAUM · $139M to $168MOct 5, 2023 to Mar 25, 2024
- HNW RAUM · $95.0M to $117MOct 5, 2023 to Mar 25, 2024
- Individual RAUM · $17.1M to $20.6MOct 5, 2023 to Mar 25, 2024
- Pension RAUM · $18.5M to $22.4MOct 5, 2023 to Mar 25, 2024
- RAUM · $139M to $168MOct 5, 2023 to Mar 25, 2024
- Accounts · 337 to 372Oct 13, 2022 to Mar 24, 2023
- Advisory employees · 4 to 3Oct 13, 2022 to Mar 24, 2023
- Business name · G•••• N••••• J•••••• to J• A•••••••Oct 13, 2022 to Mar 24, 2023
Signals
3 dated events
- Ryan Kenneth Newton (Owner) no longer on Schedule A of J• A••••••• (listed 2022-03-16, absent 2022-10-13)Oct 13, 2022 · Control person left · inference
- Stephen Lewis Younger (Chief Compliance Officer) no longer on Schedule A of J• A••••••• (listed 2019-03-15, absent 2019-10-28)Oct 28, 2019 · Control person left · inference
- G•••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 24, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-391-1040reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-391-7149reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/jhadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- jhadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503.391.1040reportedpublic record, Form ADV, Mar 9, 2026
- Team page
- jhadvisors.com/our-peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $106Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026