DFX Intelligence

J•••• C••••••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

J•••• C••••••••• F••••

Advisor at N•••••• A•••••••

NEW ORLEANS, LA | Dallas, TX

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Search this name across graphsid dfx:ria:b15a2a93-afd4-621c-7556-1e53b5963be0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jan 17, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J• C••••••••• F••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Feb 2, 2026	n/a	yes	Dallas, TX\|NEW ORLEANS, LA	Current employment
P••••••• A•••••••• L••	Independent wealth	Jan 10, 2017	Jan 9, 2019	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••••••• L••	N•••••• A•••••••	Jan 9, 2019	Feb 2, 2026	2,581	Firm change after gap	Other
O•••• C•••••• M••••••••• L•	P••••••• A•••••••• L••	Mar 31, 2009	Jan 10, 2017

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ P••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2017 to Jan 9, 2019factForm ADV
→ O•••• C•••••• M••••••••• L•Registered adviserregistration: previous registration
Jan 17, 2006 to Mar 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b15a2a93-afd4-621c-7556-1e53b5963be0
First observed: Jan 17, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.