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Advisor at BAHL & GAYNOR LLC
Princeton, NJ | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAHL & GAYNOR LLC | Mixed wealth | Feb 28, 2024 | n/a | yes | CINCINNATI, OH|Princeton, NJ | Current employment |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Oct 22, 2009 | Jun 30, 2023 | no | BERKELEY HEIGHTS, NJ|PRINCETON, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 14, 2003 | May 13, 2009 | no | PRINCETON, NJ|PRINCETON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORS ASSET MANAGEMENT, INC. | BAHL & GAYNOR LLC | Jun 30, 2023 | Feb 28, 2024 | 243 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | ADVISORS ASSET MANAGEMENT, INC. | May 13, 2009 | Oct 22, 2009 | 162 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46727:106139:NJ:2023-06-30 | Jun 30, 2023 | Feb 28, 2024 | PRINCETON, NJ | Firm change |