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RIA / WealthAdvisor27 years in industry

MARK ANDREW PEARSON

Advisor at RFG ADVISORY, LLC

VESTAVIA HILLS, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 25, 1999
First registration: Apr 10, 2003
Dual registered: no
IAPD individual key: 3193205

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Dec 2, 2013	n/a	yes	VESTAVIA HILLS, AL\|VESTAVIA HILLS, AL	Current employment
NOESIS CAPITAL MANAGEMENT CORP	Independent wealth	Aug 24, 2011	Dec 19, 2013	no	BIRMINGHAM, AL\|BOCA RATON, FL	Previous registration
PROCHE CAPITAL MANAGEMENT	n/a	Nov 26, 2007	Aug 24, 2011	no	BIRMINGHAM, AL	Previous registration
ALTAVISTA WEALTH MANAGEMENT, INC.	Former SEC adviser	Oct 1, 2007	Jan 9, 2008	no	BIRMINGHAM, AL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Mar 11, 2005	Sep 19, 2007	no	BIRMINGHAM, AL	Previous registration
STERNE, AGEE & LEACH, INC.	n/a	Apr 10, 2003	Jan 3, 2007	no	BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NOESIS CAPITAL MANAGEMENT CORP	RFG ADVISORY, LLC	Dec 19, 2013	Dec 2, 2013	-17	Firm change	Other
PROCHE CAPITAL MANAGEMENT	NOESIS CAPITAL MANAGEMENT CORP	Aug 24, 2011	Aug 24, 2011	0	Firm change	Other
ALTAVISTA WEALTH MANAGEMENT, INC.	PROCHE CAPITAL MANAGEMENT	Jan 9, 2008	Nov 26, 2007	-44	Firm change after gap	Other
STERNE AGEE ASSET MANAGEMENT, INC.	ALTAVISTA WEALTH MANAGEMENT, INC.	Sep 19, 2007	Oct 1, 2007	12	Firm change	Other
STERNE, AGEE & LEACH, INC.	STERNE AGEE ASSET MANAGEMENT, INC.	Jan 3, 2007	Mar 11, 2005	-663	Firm change after gap	Other

Relationships

Registered with (6)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Dec 2, 2013 to presentfactForm ADV
→ NOESIS CAPITAL MANAGEMENT CORPRegistered adviserregistration: previous registration
Aug 24, 2011 to Dec 19, 2013factForm ADV
→ PROCHE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Nov 26, 2007 to Aug 24, 2011factForm ADV
→ ALTAVISTA WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 1, 2007 to Jan 9, 2008factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 11, 2005 to Sep 19, 2007factForm ADV
→ STERNE, AGEE & LEACH, INC.Registered adviserregistration: previous registration
Apr 10, 2003 to Jan 3, 2007factForm ADV

Dated events

No dated event names this entity yet.