DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Andrew Pearson

Rfg Advisory, LLCindependent RIAVestavia Hills, AlIA-onlyIAPD 3193205

Feed of 09/14/2026

At current firm

12 y

since Dec 2, 2013

In the industry

27 y

since Mar 25, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/mark-pearson-5172155reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Rfg Advisory, LLC independent RIA current
since Dec 2, 2013 · Vestavia Hills, Al
Noesis Capital Management Corp independent RIA
Aug 24, 2011 to Dec 19, 2013 · Birmingham, Al
Proche Capital Management unclassified
Nov 26, 2007 to Aug 24, 2011 · Birmingham, Al
Altavista Wealth Management, Inc. former
Oct 1, 2007 to Jan 9, 2008 · Birmingham, Al
Sterne Agee Asset Management, Inc. former
Mar 11, 2005 to Sep 19, 2007 · Birmingham, Al
Sterne, Agee & Leach, Inc. unclassified
Apr 10, 2003 to Jan 3, 2007 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

Noesis Capital Management Corp to Rfg Advisory, LLC
left Dec 19, 2013, registered Dec 2, 2013 (-17 days) · Other
Proche Capital Management to Noesis Capital Management Corp
left Aug 24, 2011, registered Aug 24, 2011 (0 days) · Other
Altavista Wealth Management, Inc. to Proche Capital Management
left Jan 9, 2008, registered Nov 26, 2007 (-44 days) · Other
Sterne Agee Asset Management, Inc. to Altavista Wealth Management, Inc.
left Sep 19, 2007, registered Oct 1, 2007 (12 days) · Other
Sterne, Agee & Leach, Inc. to Sterne Agee Asset Management, Inc.
left Jan 3, 2007, registered Mar 11, 2005 (-663 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address