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Advisor at J.P. MORGAN SECURITIES LLC
SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 27, 2023 | n/a | yes | SAN JOSE, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 15, 2022 | Jun 26, 2023 | no | SAN JOSE, CA|MOUNTAIN VIEW, CA|San Jose, CA|BELLEVUE, WA|SAN JOSE, CA|SAN JOSE, CA|MOUNTAIN VIEW, CA|NEW YORK, NY|San Jose, CA|SAN JOSE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jun 26, 2023 | Jun 27, 2023 | 1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:CA:2023-06-26 | Jun 26, 2023 | Jun 27, 2023 | SAN JOSE, CA | Firm change |