This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WATERWAY WEALTH MANAGEMENT, L.L.C.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2012earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

May 2, 2016

First registration

May 2, 2016

Dual registered

no

Other names

Jessica Leigh Carlson

IAPD individual key

6142435

• Occurred

  Jan 21, 2025
  Advisor changed firm

  Jessica Leigh Mccain left Guardian Wealth Partners, Llc for Waterway Wealth Management, L.L.C. (registered 2025-02-11)

  Form ADVobserved 6 days ago
• Occurred

  Sep 10, 2024
  Advisor changed firm

  Jessica Leigh Mccain left Ubs Financial Services Inc. for Guardian Wealth Partners, Llc (registered 2024-09-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b172fec7-2cd0-f884-fa86-582fb6aef7a3

First observed

May 2, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.