A••••• J• L•••

Advisor at L•• F•••••••• L••

GLENDALE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b18692dc-73e3-59d6-3fe1-d55093e05238

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 1, 2026	n/a	yes	GLENDALE, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Mar 2, 2018	Jun 23, 2025	no	Westlake Village, CA\|Glendale, CA\|PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	L•• F•••••••• L••	Jun 23, 2025	Jan 1, 2026	192	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	W•••••• I••••••••• S•••••••••	Mar 12, 2018	Mar 2, 2018

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2009 to Mar 12, 2018factForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 2, 2018 to Jun 23, 2025factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Nov 11, 2008 to Oct 13, 2009factForm ADV
→ A••••••••• S••••••••• C••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b18692dc-73e3-59d6-3fe1-d55093e05238
First observed: Nov 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.