RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J• L•••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Glendale, Ca
- W•••••• I••••••••• S••••••••• formerMar 2, 2018 to Jun 23, 2025 · Westlake Village, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Mar 12, 2018 · Pasadena, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedNov 11, 2008 to Oct 13, 2009 · Boston, Ma
- A••••••••• S••••••••• C•••• unclassifiedNov 16, 2007 to Sep 8, 2009 · Boston, Ma
- W•••••• I••••••••• S••••••••• formerNov 8, 2006 to May 1, 2007 · Pasadena, Ca
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jun 23, 2025, registered Jan 1, 2026 (192 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W•••••• I••••••••• S•••••••••left Mar 12, 2018, registered Mar 2, 2018 (-10 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to L•• F•••••••• L••left Oct 13, 2009, registered Sep 8, 2009 (-35 days) · Other
- A••••••••• S••••••••• C•••• to A••••••••• P••••••• I••••••••• A••••••• I••left Sep 8, 2009, registered Nov 11, 2008 (-301 days) · Other
- W•••••• I••••••••• S••••••••• to A••••••••• S••••••••• C••••left May 1, 2007, registered Nov 16, 2007 (199 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address