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Advisor at MML INVESTORS SERVICES, LLC
Paramus, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | Paramus, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 4, 2021 | Jul 9, 2024 | no | SARASOTA, FL|SARASOTA, FL|Sarasota, FL|TAMPA, FL|SARASOTA, FL|NEW YORK, NY|SARASOTA, FL|SARASOTA, FL|SARASOTA, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MML INVESTORS SERVICES, LLC | Jul 9, 2024 | Jan 24, 2025 | 199 | Firm change | Wirehouse to ibd |