DFX Intelligence

J•••• T••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J•••• T••••• F•••••

Advisor at A•••• O•• W••••• M••••••••• L••

Draper, UT

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Search this name across graphsid dfx:ria:b197a369-9d66-59fd-2054-c127cf1848f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• O•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• O•• W••••• M••••••••• L••	Independent wealth	Nov 12, 2025	n/a	yes	Draper, UT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 14, 2024	Oct 6, 2025	no	HIGHLAND, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A•••• O•• W••••• M••••••••• L••	Oct 6, 2025	Nov 12, 2025	37	Firm change	Ibd to RIA
S•••••••• • A••••••••• I•••	L•• F•••••••• L••	Sep 16, 2024	Oct 14, 2024

Relationships

Registered with (3)

→ A•••• O•• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2024 to Oct 6, 2025factForm ADV
→ S•••••••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2023 to Sep 16, 2024factForm ADV

Dated events

Occurred
Oct 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b197a369-9d66-59fd-2054-c127cf1848f8
First observed: Aug 21, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.