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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DEW POINT CAPITAL

DEW POINT CAPITAL, INC., CRD 305010

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b19892e1-98d5-52f3-d3c0-8c7acd8aa6d3

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Aug 16, 2021 to Mar 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $513MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $512M
Private client RAUM: $464MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,036
Individual clients: 378
High net worth clients: 131
SEC number: 801-122323
CRD: 305010
Filings on the tape: 14
First filed: Aug 16, 2021
Latest filed: Mar 27, 2026
Organised: Corporation, CA
Website: dewpointcap.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN PAUL COOPER	n/a	Los Angeles, CA	6	15	3	no
Handong Yu	n/a	LOS ANGELES, CA	2	12	n/a	no
DAVID MATTHEW DIETRICH	n/a	LOS ANGELES, CA \| Los Angeles, CA	0	15	6	no
EMILY XING	Chartered Financial Analyst	LOS ANGELES, CA	0	13	n/a	no
Payton Thompson	n/a	LOS ANGELES, CA \| West Hollywood, CA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOPER, STEVEN, PAUL	MANAGING DIRECTOR AND CCO	E	yes	07/2019	Aug 16, 2021	Nov 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DEW POINT CAPITAL, INC.	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$513M	$512M	2	2	1	n/a	n/a
2024	Apr 29, 2025	$367M	$362M	2	2	1	n/a	n/a
2023	Mar 27, 2024	$162M	$155M	2	2	1	n/a	n/a
2022	Mar 28, 2023	$124M	$124M	2	2	1	n/a	n/a
2021	Mar 21, 2022	$147M	$141M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$513M	$367M	40.0%	$124M	60.4%	2	2	1	1

Relationships

Registered with (6)

← Payton ThompsonAdvisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← EMILY XINGAdvisorregistration: current employment
Feb 1, 2026 to presentfactForm ADV
← DAVID MATTHEW DIETRICHAdvisorregistration: current employment
Dec 24, 2025 to presentfactForm ADV
← Handong YuAdvisorregistration: current employment
Aug 13, 2024 to presentfactForm ADV
← STEVEN PAUL COOPERAdvisorregistration: current employment
Oct 21, 2019 to presentfactForm ADV
← ANDREW MARTINOAdvisorregistration: previous registration
Feb 3, 2022 to Sep 14, 2022factForm ADV

Controls (1)

← COOPER, STEVEN, PAULOwnerMANAGING DIRECTOR AND CCO, ownership code E, individual
Aug 16, 2021 to Nov 22, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Dew Point Capital reported RAUM $513.2M, up 40% from $366.6M (2025-04-29 to 2026-03-27)
Form ADVobserved 6 days ago
$147M
Occurred
Apr 29, 2025
Regulatory AUM changed
Dew Point Capital reported RAUM $366.6M, up 127% from $161.5M (2024-11-22 to 2025-04-29)
Form ADVobserved 6 days ago
$205M
Occurred
Sep 14, 2022
Advisor changed firm
Andrew Martino left Dew Point Capital for Pruco Securities, Llc (registered 2022-07-21)
Form ADVobserved 6 days ago
Occurred
Aug 16, 2021
First Form ADV filing
Dew Point Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b19892e1-98d5-52f3-d3c0-8c7acd8aa6d3
First observed: Aug 16, 2021
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DEW POINT CAPITAL

DEW POINT CAPITAL, INC., CRD 305010

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b19892e1-98d5-52f3-d3c0-8c7acd8aa6d3

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN PAUL COOPER

n/a

Los Angeles, CA

Handong Yu

n/a

LOS ANGELES, CA

n/a

DAVID MATTHEW DIETRICH

n/a

LOS ANGELES, CA | Los Angeles, CA

EMILY XING

Chartered Financial Analyst

LOS ANGELES, CA

n/a

Payton Thompson

n/a

LOS ANGELES, CA | West Hollywood, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOPER, STEVEN, PAUL

MANAGING DIRECTOR AND CCO

yes

07/2019

Aug 16, 2021

Nov 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DEW POINT CAPITAL, INC.

n/a

City

State

Country

Employees

Also broker-dealer

LOS ANGELES

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$513M

$512M

n/a

2024

Apr 29, 2025

$367M

$362M

n/a

2023

Mar 27, 2024

$162M

$155M

n/a

2022

Mar 28, 2023

$124M

n/a

2021

Mar 21, 2022

$147M

$141M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$513M

$367M

40.0%

$124M

60.4%