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D•••• M•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

D•••• M•••••• D•••••••

Advisor at D•• P•••• C••••••

LOS ANGELES, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:3b37a1ad-5936-13f3-8d2c-cf1e67615ae7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•• P•••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D•• P•••• C••••••	Independent wealth	Dec 24, 2025	n/a	yes	LOS ANGELES, CA\|Los Angeles, CA	Current employment
A•••••••• C•••••• A•••••••• L••	Former SEC adviser	Jan 10, 2018	Jul 23, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• C•••••• A•••••••• L••	D•• P•••• C••••••	Jul 23, 2021	Dec 24, 2025	1,615	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	A•••••••• C•••••• A•••••••• L••	Sep 7, 2016

Relationships

Registered with (6)

→ D•• P•••• C••••••Registered adviserregistration: current employment
Dec 24, 2025 to presentfactForm ADV
→ A•••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 10, 2018 to Jul 23, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 23, 2016 to Sep 7, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3b37a1ad-5936-13f3-8d2c-cf1e67615ae7
First observed: Jun 29, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.