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CRD 125239
ISLE OF MAN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| Vcf | Other Private Fund | $13.4M | Jun 16, 2021 | 65 | Nov 12, 2012 | reported | n/a |
| Lpv | Other Private Fund | $8.0M | Jun 16, 2021 | 2 | Apr 2, 2012 | reported | n/a |
| Lpalp | Other Private Fund | $7.2M | Jun 16, 2021 | 2 | Apr 2, 2012 | reported | n/a |
| Tcf | Other Private Fund | $6.0M | Jun 16, 2021 | 73 | Sep 27, 2018 | reported | n/a |
| Lacv | Other Private Fund | $2.6M | Jun 16, 2021 | 1 | Apr 2, 2012 | reported | n/a |
| Nbc | Other Private Fund | $1.4M | Mar 10, 2015 | 1 | Apr 2, 2012 | dropped | n/a |
| Tcflp | Other Private Fund | $848,286 | Jun 16, 2021 | 9 | Apr 2, 2012 | reported | n/a |
| Lil | Other Private Fund | $766,366 | Jun 16, 2021 | 3 | Apr 2, 2012 | reported | n/a |
| Lacma | Other Private Fund | $755,996 | Jun 16, 2021 | 1 | Apr 2, 2012 | reported | n/a |
| Sprugos | Other Private Fund | $612,032 | Mar 10, 2015 | 1 | Apr 2, 2012 | dropped | n/a |
| Laxc | Other Private Fund | $534,643 | Jun 16, 2021 | 1 | Apr 2, 2012 | reported | n/a |
| Leaf | Other Private Fund | $13,648 | Aug 27, 2015 | 2 | Apr 2, 2012 | reported | n/a |
| Luv | Other Private Fund | $9,454 | Jun 16, 2021 | 3 | Apr 2, 2012 | reported | n/a |
| LLP | Other Private Fund | $0 | Mar 10, 2015 | 1 | Apr 2, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAXBY, MICHAEL | MANAGING DIRECTOR | Na | yes | 03/2002 | Apr 2, 2012 | Sep 22, 2016 |
| KINGSNORTH, COLIN | NON EXECUTIVE DIRECTOR | Na | yes | 12/1998 | Apr 2, 2012 | Sep 22, 2016 |
| MELVIN, IAN, EDWARD | FINANCE DIRECTOR | Na | yes | 07/2013 | Sep 25, 2013 | Sep 22, 2016 |
| PEGGE, ANDREW | NON EXECUTIVE DIRECTOR | Na | yes | 12/1999 | Apr 2, 2012 | Sep 22, 2016 |
| BRUCE, CHRISTOPHER | INDEPENDENT NON-EXECUTIVE DIRECTOR | Na | no | 08/2013 | Sep 25, 2013 | Sep 22, 2016 |
| PARRISH, CLIVE | INDEPENDENT NON-EXECUTIVE DIRECTOR | Na | no | 07/2013 | Sep 25, 2013 | Sep 22, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DBAY ADVISORS LIMITED | n/a | Former SEC adviser | $146M | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| London | n/a | United Kingdom | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2016 | Sep 20, 2016 | $104M | $104M | 8 | 3 | n/a | 9 | $104M |
| 2015 | Aug 27, 2015 | $110M | $110M | 8 | 3 | n/a | 10 | $110M |
| 2014 | Sep 26, 2014 | $119M | $119M | 8 | 3 | n/a | 13 | $98.0M |
| 2013 | Sep 25, 2013 | $159M | $159M | 8 | 3 | n/a | 13 | $121M |
| 2012 | Nov 12, 2012 | $577M | $577M | 10 | 3 | n/a | 13 | $407M |
| 2011 | Apr 2, 2012 | $888M | $888M | n/a | n/a | n/a | 12 | $614M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2016 | $104M | $110M | -5.1% | $159M | -13.1% | 8 | 8 | n/a | n/a |