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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DBAY ADVISORS LIMITED

CRD 172833

DOUGLAS

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Search this name across graphsid dfx:ria:c99a97c5-3c06-48ba-0ea0-6230d67b9ba7

Data as of Mar 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 1
Observed: Mar 10, 2015 to Mar 17, 2017
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Dbay Advisors Limited

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $146MItem 5.F on the latest filing (2017-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $146M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 4
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $189Mgross asset value as reported per fund; never fund size
SEC number: 801-81141
CRD: 172833
Filings on the tape: 5
First filed: Mar 10, 2015
Latest filed: Mar 17, 2017
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DOUGLASBAY CAPITAL III FUND LP	Private Equity Fund	$420M	Mar 28, 2024	26	Mar 26, 2019	reported	n/a
DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO.1)LP	Private Equity Fund	$199M	Mar 28, 2024	6	Mar 30, 2021	reported	n/a
DOUGLASBAY CAPITAL IV FUND L.P.	Private Equity Fund	$177M	Mar 28, 2024	11	Nov 11, 2022	reported	n/a
DOUGLASBAY CAPITAL II FUND LP	Private Equity Fund	$168M	Mar 28, 2024	13	Mar 10, 2015	reported	n/a
REDWHITEBLUE CHAMPION LIMITED	Private Equity Fund	$103M	Mar 28, 2024	3	Mar 10, 2015	reported	n/a
DOUGLASBAY CAPITAL II CAYMAN FUND LP	Private Equity Fund	$52.9M	Mar 28, 2024	2	Mar 29, 2016	reported	n/a
DOUGLASBAY CAPITAL III ANNEX FUND LP	Private Equity Fund	$39.1M	Mar 28, 2024	9	Mar 29, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAXBY, MICHAEL, ANDREW	EXECUTIVE DIRECTOR AND OWNER	A	yes	07/2011	Mar 10, 2015	Mar 17, 2017
KINGSNORTH, COLIN, WILLIAM	NON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER	B	yes	01/2013	Mar 10, 2015	Mar 17, 2017
PAIUSCO, ALEXANDER, MARIA	EXECUTIVE DIRECTOR AND OWNER	D	yes	07/2011	Mar 10, 2015	Mar 17, 2017
PEGGE, ANDREW	NON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER	B	yes	01/2013	Mar 10, 2015	Mar 17, 2017
RIFFNER, SAKI, BENJAMIN	EXECUTIVE DIRECTOR	Na	yes	01/2013	Mar 10, 2015	Mar 17, 2017
WAKEFORD, SARAH	COMPLIANCE OFFICER AND COMPANY SECRETARY	Na	yes	07/2011	Mar 10, 2015	Mar 17, 2017
ammann-Pfennig, Alexandra	INDEPENDENT NON EXECUTIVE DIRECTOR	Na	no	01/2017	Mar 17, 2017	Mar 17, 2017
mara, james	NON EXECUTIVE DIRECTOR	Na	no	05/2016	Mar 17, 2017	Mar 17, 2017
PARRISH, CLIVE	INDEPENDENT NON EXECUTIVE DIRECTOR	Na	no	09/2016	Mar 17, 2017	Mar 17, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAXEY PARTNERS LIMITED	n/a	Former SEC adviser	$104M	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 17, 2017	$146M	$146M	7	4	n/a	3	$189M
2015	Mar 29, 2016	$138M	$138M	7	3	n/a	3	$161M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$146M	$138M	5.9%	n/a	n/a	7	7	n/a	n/a

Relationships

Advises (7)

→ DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO.1)LPPrivate fundPrivate Equity Fund, ERA
Mar 30, 2021 to presentfactForm ADV
→ DOUGLASBAY CAPITAL II FUND LPPrivate fundPrivate Equity Fund, ERA
Mar 10, 2015 to presentfactForm ADV
→ DOUGLASBAY CAPITAL III FUND LPPrivate fundPrivate Equity Fund, ERA
Mar 26, 2019 to presentfactForm ADV
→ DOUGLASBAY CAPITAL II CAYMAN FUND LPPrivate fundPrivate Equity Fund, ERA
Mar 29, 2016 to presentfactForm ADV
→ REDWHITEBLUE CHAMPION LIMITEDPrivate fundPrivate Equity Fund, ERA
Mar 10, 2015 to presentfactForm ADV
→ DOUGLASBAY CAPITAL IV FUND L.P.Private fundPrivate Equity Fund, ERA
Nov 11, 2022 to presentfactForm ADV
→ DOUGLASBAY CAPITAL III ANNEX FUND LPPrivate fundPrivate Equity Fund, ERA
Mar 29, 2022 to presentfactForm ADV

Affiliated with (2)

→ LAXEY PARTNERS LIMITEDRegistered adviserother investment adviser
factForm ADV
← LAXEY PARTNERS LIMITEDRegistered adviserother investment adviser
factForm ADV

Controls (6)

← KINGSNORTH, COLIN, WILLIAMOwnerNON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER, ownership code B, individual
Mar 10, 2015 to presentfactForm ADV
← PEGGE, ANDREWOwnerNON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER, ownership code B, individual
Mar 10, 2015 to presentfactForm ADV
← HAXBY, MICHAEL, ANDREWOwnerEXECUTIVE DIRECTOR AND OWNER, ownership code A, individual
Mar 10, 2015 to presentfactForm ADV
← WAKEFORD, SARAHOwnerCOMPLIANCE OFFICER AND COMPANY SECRETARY, ownership code NA, individual
Mar 10, 2015 to presentfactForm ADV
← PAIUSCO, ALEXANDER, MARIAOwnerEXECUTIVE DIRECTOR AND OWNER, ownership code D, individual
Mar 10, 2015 to presentfactForm ADV
← RIFFNER, SAKI, BENJAMINOwnerEXECUTIVE DIRECTOR, ownership code NA, individual
Mar 10, 2015 to presentfactForm ADV

Owns (3)

← PARRISH, CLIVEOwnerINDEPENDENT NON EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 17, 2017 to presentfactForm ADV
← mara, jamesOwnerNON EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 17, 2017 to presentfactForm ADV
← ammann-Pfennig, AlexandraOwnerINDEPENDENT NON EXECUTIVE DIRECTOR, ownership code NA, individual
Mar 17, 2017 to presentfactForm ADV

Dated events

Occurred
Mar 10, 2015
First Form ADV filing
Dbay Advisors Limited filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c99a97c5-3c06-48ba-0ea0-6230d67b9ba7
First observed: Mar 10, 2015
Last observed: Mar 17, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DBAY ADVISORS LIMITED

CRD 172833

DOUGLAS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c99a97c5-3c06-48ba-0ea0-6230d67b9ba7

Data as of Mar 17, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DOUGLASBAY CAPITAL III FUND LP

Private Equity Fund

$420M

Mar 28, 2024

Mar 26, 2019

reported

n/a

DOUGLASBAY CAPITAL III FUND (CO-INVESTMENT ACCOUNT NO.1)LP

Private Equity Fund

$199M

Mar 28, 2024

Mar 30, 2021

reported

n/a

DOUGLASBAY CAPITAL IV FUND L.P.

Private Equity Fund

$177M

Mar 28, 2024

Nov 11, 2022

reported

n/a

DOUGLASBAY CAPITAL II FUND LP

Private Equity Fund

$168M

Mar 28, 2024

Mar 10, 2015

reported

n/a

REDWHITEBLUE CHAMPION LIMITED

Private Equity Fund

$103M

Mar 28, 2024

Mar 10, 2015

reported

n/a

DOUGLASBAY CAPITAL II CAYMAN FUND LP

Private Equity Fund

$52.9M

Mar 28, 2024

Mar 29, 2016

reported

n/a

DOUGLASBAY CAPITAL III ANNEX FUND LP

Private Equity Fund

$39.1M

Mar 28, 2024

Mar 29, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAXBY, MICHAEL, ANDREW

EXECUTIVE DIRECTOR AND OWNER

yes

07/2011

Mar 10, 2015

Mar 17, 2017

KINGSNORTH, COLIN, WILLIAM

NON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER

yes

01/2013

Mar 10, 2015

Mar 17, 2017

PAIUSCO, ALEXANDER, MARIA

EXECUTIVE DIRECTOR AND OWNER

yes

07/2011

Mar 10, 2015

Mar 17, 2017

PEGGE, ANDREW

NON EXECUTIVE DIRECTOR AND ULTIMATE BENEFICIAL OWNER

yes

01/2013

Mar 10, 2015

Mar 17, 2017

RIFFNER, SAKI, BENJAMIN

EXECUTIVE DIRECTOR

yes

01/2013

Mar 10, 2015

Mar 17, 2017

WAKEFORD, SARAH

COMPLIANCE OFFICER AND COMPANY SECRETARY

yes

07/2011

Mar 10, 2015

Mar 17, 2017

ammann-Pfennig, Alexandra

INDEPENDENT NON EXECUTIVE DIRECTOR

01/2017

Mar 17, 2017

mara, james

NON EXECUTIVE DIRECTOR

05/2016

Mar 17, 2017

PARRISH, CLIVE

INDEPENDENT NON EXECUTIVE DIRECTOR

09/2016

Mar 17, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAXEY PARTNERS LIMITED

n/a

Former SEC adviser

$104M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 17, 2017

$146M

n/a

$189M

2015

Mar 29, 2016

$138M

n/a

$161M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$146M

$138M

5.9%

n/a