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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

MICHAEL ALAN HAMILTON

Advisor at MIDWEST CAPITAL FINANCIAL ADVISORS, LLC

DECATUR, IN

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Search this name across graphsid dfx:ria:b19c7cf1-64f1-13f9-cadf-da996b542b59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MIDWEST CAPITAL FINANCIAL ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 17, 1989
First registration: Aug 11, 2005
Dual registered: yes, broker-dealer
Other names: MICHAEL A HAMILTON|MIKE HAMILTON
IAPD individual key: 2002424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MIDWEST CAPITAL FINANCIAL ADVISORS, LLC	State registered	Feb 13, 2020	n/a	yes	DECATUR, IN	Current employment
Tradingblock	n/a	Sep 11, 2012	May 29, 2020	no	CHICAGO, IL\|CHICAGO, IL\|DECATUR, IN\|NEWBURY PARK, CA\|Decatur, IN\|Newbury Park, CA	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Jun 19, 2009	Sep 6, 2012	no	NEWBURY PARK, CA\|VAN WERT, OH\|CHICAGO, IL\|DECATUR, IN	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Aug 11, 2005	Sep 29, 2006	no	VAN WERT, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Tradingblock	MIDWEST CAPITAL FINANCIAL ADVISORS, LLC	May 29, 2020	Feb 13, 2020	-106	Firm change after gap	Other
BROKERSXPRESS LLC	Tradingblock	Sep 6, 2012	Sep 11, 2012	5	Firm change	Other
WALNUT STREET SECURITIES, INC.	BROKERSXPRESS LLC	Sep 29, 2006	Jun 19, 2009	994	Firm change after gap	Other

Relationships

Registered with (4)

→ MIDWEST CAPITAL FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2020 to presentfactForm ADV
→ TRADINGBLOCKRegistered adviserregistration: previous registration
Sep 11, 2012 to May 29, 2020factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Jun 19, 2009 to Sep 6, 2012factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Aug 11, 2005 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.