DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Alan Hamilton
Feed of 09/14/2026
Also filed as Michael A Hamilton
At current firm
6 y
since Feb 13, 2020
In the industry
36 y
since Nov 17, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Midwest Capital Financial Advisors, LLC state registered currentsince Feb 13, 2020 · Decatur, In
- Tradingblock unclassifiedSep 11, 2012 to May 29, 2020 · Chicago, Il
- Brokersxpress LLC formerJun 19, 2009 to Sep 6, 2012 · Newbury Park, Ca
- Walnut Street Securities, Inc. formerAug 11, 2005 to Sep 29, 2006 · Van Wert, Oh
Moves
a registration end followed by a registration begin elsewhere
- Tradingblock to Midwest Capital Financial Advisors, LLCleft May 29, 2020, registered Feb 13, 2020 (-106 days) · Other
- Brokersxpress LLC to Tradingblockleft Sep 6, 2012, registered Sep 11, 2012 (5 days) · Other
- Walnut Street Securities, Inc. to Brokersxpress LLCleft Sep 29, 2006, registered Jun 19, 2009 (994 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address