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Advisor at LPL FINANCIAL LLC
ALPHARETTA, GA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 23, 2018 | n/a | yes | FORT MILL, SC|ALPHARETTA, GA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 5, 2011 | Jan 16, 2018 | no | ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | LPL FINANCIAL LLC | Jan 16, 2018 | Jan 23, 2018 | 7 | Firm change | Ibd to RIA |