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Advisor at VISTA INVESTMENT PARTNERS
RICHMOND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS | Independent wealth | Nov 2, 2023 | n/a | yes | RICHMOND, IN | Current employment |
| VISTA INVESTMENT PARTNERS LLC | Independent wealth | Feb 2, 2018 | Nov 20, 2023 | no | RICHMOND, IN|OKLAHOMA CITY, OK | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 12, 2006 | Dec 31, 2017 | no | Greenwood, IN|RICHMOND, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 26, 2000 | Jan 13, 2006 | no | RICHMOND, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS LLC | VISTA INVESTMENT PARTNERS | Nov 20, 2023 | Nov 2, 2023 | -18 | Channel change | RIA to new firm |
| RAYMOND JAMES & ASSOCIATES, INC. | VISTA INVESTMENT PARTNERS LLC | Dec 31, 2017 | Feb 2, 2018 | 33 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Jan 13, 2006 | Jan 12, 2006 | -1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286014:327983:OK:2023-11-20 | Nov 20, 2023 | Nov 2, 2023 | OKLAHOMA CITY, OK | Firm change |
| 705:286014:IN:2017-12-31 | Dec 31, 2017 | Feb 2, 2018 | RICHMOND, IN | Firm change |