DFX Intelligence

T••• A•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

T••• A•••••• M•••

Advisor at P••••••••• W••••• A•••••••

FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:b1a487b8-ca1b-49b1-664e-748c2aedb469

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• W••••• A•••••••	Independent wealth	May 6, 2003	n/a	yes	FORT LAUDERDALE, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 11, 2013	Aug 25, 2023	no	FORT LAUDERDALE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	n/a	Aug 25, 2023	n/a	n/a	Departure no registered destination	Departure
W••••• S••••• S••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 3, 2013	Sep 11, 2013

Relationships

Registered with (4)

→ P••••••••• W••••• A•••••••Registered adviserregistration: current employment
May 6, 2003 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 11, 2013 to Aug 25, 2023factForm ADV
→ W••••• S••••• S••••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2003 to Sep 3, 2013factForm ADV
→ N••••• • L•••• S••••••••• I•••

Dated events

Occurred
Aug 25, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1a487b8-ca1b-49b1-664e-748c2aedb469
First observed: Jan 17, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.