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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HAPANOWICZ FINANCIAL

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC., CRD 157523

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1a5398e-9e9f-6ff1-6e4e-2c57b96c6f5d

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Feb 21, 2012 to Jun 24, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.83 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $622MItem 5.F on the latest filing (2026-06-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $520M
Private client RAUM: $518MderivedItem 5.D individuals plus high net worth individuals
Private client share: 83%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $104Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,016
Individual clients: 462
High net worth clients: 178
SEC number: 801-72352
CIK: 1695959
CRD: 157523
Filings on the tape: 43
First filed: Feb 21, 2012
Latest filed: Jun 24, 2026
Organised: Corporation, PA
Website: hapfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT EDWIN HAPANOWICZ	n/a	PITTSBURGH, PA	15	39	1	no
CHRISTINA MARIE SIMMONDS	n/a	PITTSBURGH, PA	10	14	n/a	no
ROBERT CHARLES HAPANOWICZ	n/a	PITTSBURGH, PA	7	10	n/a	no
Dante Francis Sienko	n/a	PITTSBURGH, PA	1	10	4	no
Eric F Forsythe	n/a	PITTSBURGH, PA	1	14	n/a	no
Charles Lee Davis	n/a	PITTSBURGH, PA	1	10	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAPANOWICZ, ROBERT, EDWIN	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	01/1989	Feb 21, 2012	Nov 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$622M	$520M	13	7	0	n/a	n/a
2024	Feb 28, 2025	$575M	$457M	13	6	0	n/a	n/a
2023	Mar 16, 2024	$497M	$394M	11	5	0	n/a	n/a
2022	Mar 3, 2023	$454M	$357M	10	5	0	n/a	n/a
2021	Feb 28, 2022	$510M	$392M	11	6	0	n/a	n/a
2020	Mar 26, 2021	$420M	$335M	10	5	0	n/a	n/a
2019	Mar 13, 2020	$278M	$278M	10	5	0	n/a	n/a
2018	Mar 4, 2019	$243M	$243M	9	4	0	n/a	n/a
2017	Mar 22, 2018	$242M	$242M	8	4	0	n/a	n/a
2016	Mar 14, 2017	$261M	$195M	6	4	n/a	n/a	n/a
2015	Mar 18, 2016	$190M	$185M	5	3	n/a	n/a	n/a
2014	Mar 18, 2015	$186M	$183M	7	3	n/a	n/a	n/a
2013	Mar 26, 2014	$171M	$169M	7	3	n/a	n/a	n/a
2012	Mar 11, 2013	$147M	$146M	7	3	n/a	n/a	n/a
2011	Feb 21, 2012	$133M	$133M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	16.7%	0	0	0	3	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$622M	$575M	8.3%	$454M	11.1%	13	13	0	0

Relationships

Registered with (11)

← Charles Lee DavisAdvisorregistration: current employment
Jul 28, 2025 to presentfactForm ADV
← Eric F ForsytheAdvisorregistration: current employment
Apr 9, 2025 to presentfactForm ADV
← Dante Francis SienkoAdvisorregistration: current employment
Oct 15, 2024 to presentfactForm ADV
← ROBERT CHARLES HAPANOWICZAdvisorregistration: current employment
Mar 26, 2019 to presentfactForm ADV
← CHRISTINA MARIE SIMMONDSAdvisorregistration: current employment
Mar 22, 2016 to presentfactForm ADV
← ROBERT EDWIN HAPANOWICZAdvisorregistration: current employment
May 19, 2011 to presentfactForm ADV
← Nicholas KerrAdvisorregistration: previous registration
Sep 9, 2025 to Apr 24, 2026factForm ADV
← Andrew Scott BarnesAdvisorregistration: previous registration
Oct 15, 2024 to Apr 24, 2025factForm ADV
← BERNARD ELWOOD CARTERAdvisorregistration: previous registration
Oct 9, 2014 to Jan 29, 2025factForm ADV
← Michael Arthur DivensAdvisorregistration: previous registration
May 14, 2021 to Aug 3, 2022factForm ADV
← Carey A DroznekAdvisorregistration: previous registration
May 19, 2011 to Oct 9, 2014factForm ADV

Controls (1)

← HAPANOWICZ, ROBERT, EDWINOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 21, 2012 to Nov 26, 2024factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
Nicholas Kerr left Hapanowicz Financial for Corient (registered 2026-04-21)
Form ADVobserved 4 days ago
Occurred
Apr 24, 2025
Advisor changed firm
Andrew Scott Barnes left Hapanowicz Financial for Childfree Wealth (registered 2025-05-06)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2025
Advisor changed firm
Bernard Elwood Carter left Hapanowicz Financial for Fragasso Financial Advisors (registered 2025-06-24)
Form ADVobserved 4 days ago
Occurred
Aug 3, 2022
Advisor changed firm
Michael Arthur Divens left Hapanowicz Financial for Schneider Downs Wealth Management Advisors, Lp (registered 2022-09-20)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
Hapanowicz Financial reported RAUM $420.0M, up 51% from $278.1M (2020-09-14 to 2021-03-26)
Form ADVobserved 4 days ago
$142M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1a5398e-9e9f-6ff1-6e4e-2c57b96c6f5d
First observed: Feb 21, 2012
Last observed: Jun 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HAPANOWICZ FINANCIAL

HAPANOWICZ & ASSOCIATES FINANCIAL SERVICES, INC., CRD 157523

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1a5398e-9e9f-6ff1-6e4e-2c57b96c6f5d

Data as of Jun 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT EDWIN HAPANOWICZ

n/a

PITTSBURGH, PA

CHRISTINA MARIE SIMMONDS

n/a

PITTSBURGH, PA

n/a

ROBERT CHARLES HAPANOWICZ

n/a

PITTSBURGH, PA

n/a

Dante Francis Sienko

n/a

PITTSBURGH, PA

Eric F Forsythe

n/a

PITTSBURGH, PA

n/a

Charles Lee Davis

n/a

PITTSBURGH, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAPANOWICZ, ROBERT, EDWIN

PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

01/1989

Feb 21, 2012

Nov 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$622M

$520M

n/a

2024

Feb 28, 2025

$575M

$457M

n/a

2023

Mar 16, 2024

$497M

$394M

n/a

2022

Mar 3, 2023

$454M

$357M

n/a

2021

Feb 28, 2022

$510M

$392M

n/a

2020

Mar 26, 2021

$420M

$335M

n/a

2019

Mar 13, 2020

$278M

n/a

2018

Mar 4, 2019

$243M

n/a

2017

Mar 22, 2018

$242M

n/a

2016

Mar 14, 2017

$261M

$195M

n/a

2015

Mar 18, 2016

$190M

$185M

n/a

2014

Mar 18, 2015

$186M

$183M

n/a

2013

Mar 26, 2014

$171M

$169M

n/a

2012

Mar 11, 2013

$147M

$146M

n/a

2011

Feb 21, 2012

$133M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$622M

$575M

8.3%

$454M

11.1%