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RIA / WealthAdvisor10 years in industry

Charles Lee Davis

Advisor at HAPANOWICZ FINANCIAL

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:b7fea4ab-af3e-6f67-8918-9afab0cd94c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAPANOWICZ FINANCIAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 28, 2018
First registration: Jun 29, 2018
Dual registered: no
Other names: Trey Davis
IAPD individual key: 6916220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAPANOWICZ FINANCIAL	Independent wealth	Jul 28, 2025	n/a	yes	PITTSBURGH, PA	Current employment
MORALIS TECHNOLOGIES, LLC	Independent wealth	Sep 8, 2022	May 30, 2025	no	PITTSBURGH, PA	Previous registration
MFA WEALTH ADVISORS, LLC	Independent wealth	Nov 9, 2021	May 30, 2025	no	PITTSBURGH, PA	Previous registration
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Asset manager	Aug 13, 2021	Nov 4, 2021	no	New York, NY	Previous registration
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Asset manager	Jul 9, 2018	Nov 4, 2021	no	Boston, MA	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Jun 29, 2018	Nov 4, 2021	no	Pittsburgh, PA	Previous registration
FEDERATED SECURITIES CORP.	No RAUM reported	Jun 29, 2018	Nov 4, 2021	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MFA WEALTH ADVISORS, LLC	MORALIS TECHNOLOGIES, LLC	May 30, 2025	Sep 8, 2022	-995	Firm change after gap	RIA to RIA
MORALIS TECHNOLOGIES, LLC	HAPANOWICZ FINANCIAL	May 30, 2025	Jul 28, 2025	59	Firm change	RIA to RIA
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	MFA WEALTH ADVISORS, LLC	Nov 4, 2021	Nov 9, 2021	5	Firm change	Other
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.	Nov 4, 2021	Aug 13, 2021	-83	Channel change	Other
FEDERATED INVESTMENT COUNSELING	MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC	Nov 4, 2021	Jul 9, 2018	-1,214	Channel change	Other
FEDERATED SECURITIES CORP.	FEDERATED INVESTMENT COUNSELING	Nov 4, 2021	Jun 29, 2018	-1,224	Channel change	Other

Relationships

Registered with (7)

→ HAPANOWICZ FINANCIALRegistered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ MFA WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 9, 2021 to May 30, 2025factForm ADV
→ MORALIS TECHNOLOGIES, LLCRegistered adviserregistration: previous registration
Sep 8, 2022 to May 30, 2025factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Jun 29, 2018 to Nov 4, 2021factForm ADV
→ FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Aug 13, 2021 to Nov 4, 2021factForm ADV
→ MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLCRegistered adviserregistration: previous registration
Jul 9, 2018 to Nov 4, 2021factForm ADV
→ FEDERATED SECURITIES CORP.Registered adviserregistration: previous registration
Jun 29, 2018 to Nov 4, 2021factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Charles Lee Davis left Moralis Technologies, Llc for Hapanowicz Financial (registered 2025-07-28)
Form ADVobserved 4 days ago
Occurred
May 30, 2025
Advisor changed firm
Charles Lee Davis left Mfa Wealth Advisors, Llc for Moralis Technologies, Llc (registered 2022-09-08)
Form ADVobserved 4 days ago