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CRD 157106
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| JAMES ALPHA SABRE DYNAMIC EQUITY MASTER FUND, LP | Hedge Fund | $106M | Mar 30, 2020 | 2 | Mar 31, 2017 | reported | n/a |
| JAMES ALPHA DISCIPLINED GROWTH MASTER FUND, LP | Hedge Fund | $37.6M | Mar 29, 2016 | 2 | Mar 31, 2014 | dropped | n/a |
| JAMES ALPHA LIQUID GSE MASTER FUND, SPC | Hedge Fund | $32.2M | Apr 30, 2013 | 8 | Feb 15, 2012 | dropped | 021-172435 |
| JAMES ALPHA CIE MASTER FUND, LP | Hedge Fund | $25.1M | Oct 21, 2014 | 1 | Apr 1, 2013 | dropped | 021-181457 |
| JAMES ALPHA DISCIPLINED GROWTH FUND, LP | Hedge Fund | $20.9M | Mar 29, 2016 | 2 | Mar 31, 2014 | dropped | 021-217494 |
| JAMES ALPHA GLOBAL REAL ESTATE MASTER FUND, LP | Hedge Fund | $18.9M | Mar 29, 2016 | 1 | Mar 31, 2014 | dropped | n/a |
| JAMES ALPHA GLOBAL REAL ESTATE FUND, LP | Hedge Fund | $18.9M | Mar 29, 2016 | 9 | Feb 15, 2012 | dropped | 021-153002 |
| JAMES ALPHA DISCIPLINED GROWTH FUND, LTD | Hedge Fund | $16.7M | Mar 29, 2016 | 1 | Oct 21, 2014 | dropped | n/a |
| JAMES ALPHA GLOBAL REAL ESTATE FUND, LTD | Hedge Fund | $14.8M | Mar 25, 2015 | 1 | Mar 31, 2014 | dropped | n/a |
| JAMES ALPHA EMERGING MARKETS FIXED INCOME FUND, LP | Hedge Fund | $79,241 | Oct 21, 2014 | 1 | Feb 15, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ANTH, ELIZABETH, NMN | CHIEF COMPLIANCE OFFICER | Na | yes | 05/2017 | Jun 8, 2017 | Mar 30, 2020 |
| GREENE, KEVIN, ROBERT | MANAGING PARTNER | C | yes | 05/2006 | Feb 15, 2012 | Mar 30, 2020 |
| MONTAGUE, MICHAEL | CHIEF OPERATING OFFICER | B | yes | 05/2006 | Feb 15, 2012 | Mar 30, 2020 |
| NAYDEN, DENIS, JAMES | Partner | C | yes | 05/2006 | Feb 15, 2012 | Mar 30, 2020 |
| TERRY, BRUCE, NELSON | President | Na | yes | 01/2017 | Mar 27, 2018 | Mar 30, 2020 |
| VITALIE, JAMES, SAMUEL | VICE PRESIDENT | B | yes | 01/2017 | Feb 15, 2012 | Mar 30, 2020 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| JAMES ALPHA ADVISORS, LLC | n/a | Former SEC adviser | $1.1B | N | yes | n/a |
| FDX CAPITAL LLC | n/a | n/a | n/a | N | yes | n/a |
| JAMES ALPHA, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| GREENWOOD VILLAGE | Co | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 30, 2020 | $105M | $105M | 7 | 4 | 1 | 1 | $106M |
| 2018 | Mar 29, 2019 | $96.7M | $96.7M | 9 | 4 | 2 | 1 | $106M |
| 2017 | Mar 27, 2018 | $111M | $111M | 10 | 4 | 2 | 1 | $106M |
| 2016 | Mar 31, 2017 | $93.3M | $93.3M | 7 | 1 | n/a | 1 | $87.6M |
| 2015 | Mar 29, 2016 | $217M | $217M | 27 | 6 | n/a | 5 | $113M |
| 2014 | Mar 25, 2015 | $99.7M | $99.7M | 16 | 1 | n/a | 6 | $169M |
| 2013 | Mar 31, 2014 | $94.4M | $94.4M | 16 | 3 | n/a | 7 | $164M |
| 2012 | Apr 1, 2013 | $503M | $503M | 13 | 3 | n/a | 4 | $501M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $105M | $96.7M | 8.9% | $93.3M | 4.1% | 7 | 9 | 1 | 2 |