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E••••••• F•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

E••••••• F•••• L••

CRD 281785

NEW YORK, NY

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Search this name across graphsid dfx:ria:0c3d01a9-edda-3ef3-6218-578792327e03

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 7
On other graphs: 0
Observed: Oct 13, 2015 to Mar 30, 2023
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• D••••••• W••••••	Member	E	yes	03/2019	Jun 2, 2020	Mar 30, 2023
C••••• D••••••• W••••••	CHIEF EXECUTIVE OFFICER	Na	yes	05/2020	Jun 2, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••••• I••••••••• P••••••• L••	n/a	Other adviser	$2.8B	N	yes	n/a
E••••••• E•• R••• S•••••••• L••	n/a	Former SEC adviser	$0	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.1B	$1.4B	-23.0%	$1.2B	-3.1%	9	11	0	0

Relationships

Affiliated with (3)

→ E••••••• I••••••••• P••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ E••••••• E•• R••• S•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← J•••• A•••• MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← G•••••• K••••• R•••••Owner

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
James Alexander Milroy left E••••••• F•••• L•• for Perspective Wealth Advisors (registered 2025-05-28)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person left
Samuel James Vitalie (Member) no longer on Schedule A of E••••••• F•••• L•• (listed 2022-01-04, absent 2022-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Control person joined
G Kenneth Juster (Chief Compliance Officer) appeared on Schedule A of E••••••• F•••• L••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c3d01a9-edda-3ef3-6218-578792327e03
First observed: Oct 13, 2015
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.