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RIA / WealthAdvisor15 years in industry

BLAKE THOMAS MOORE

Advisor at AE WEALTH MANAGEMENT, LLC

Lynchburg, VA | Jackson, OH | Blacksburg, VA | Salem, VA

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Search this name across graphsid dfx:ria:b1bbeb1e-22d1-8ad6-7e54-bafbe252bf0b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 13, 2011
First registration: May 19, 2016
Dual registered: no
IAPD individual key: 5874556

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 31, 2024	n/a	yes	Jackson, OH\|Salem, VA\|Lynchburg, VA\|Blacksburg, VA	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Dec 5, 2023	Feb 5, 2024	no	Roanoke, VA\|KENTWOOD, MI	Previous registration
SEQUENT PLANNING, LLC	Independent wealth	Nov 4, 2019	Dec 5, 2023	no	OMAHA, NE\|SALEM, VA\|ROANOKE, VA	Previous registration
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	Independent wealth	May 19, 2016	Feb 28, 2017	no	ROANOKE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	AE WEALTH MANAGEMENT, LLC	Feb 5, 2024	Jan 31, 2024	-5	Firm change	Ibd to ibd
SEQUENT PLANNING, LLC	REGAL INVESTMENT ADVISORS LLC	Dec 5, 2023	Dec 5, 2023	0	Firm change	RIA to ibd
MUTUAL OF OMAHA INVESTOR SERVICES, INC.	SEQUENT PLANNING, LLC	Feb 28, 2017	Nov 4, 2019	979	Firm change after gap	Other

Relationships

Registered with (4)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 31, 2024 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Dec 5, 2023 to Feb 5, 2024factForm ADV
→ SEQUENT PLANNING, LLCRegistered adviserregistration: previous registration
Nov 4, 2019 to Dec 5, 2023factForm ADV
→ MUTUAL OF OMAHA INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
May 19, 2016 to Feb 28, 2017factForm ADV

Dated events

Occurred
Feb 5, 2024
Advisor changed firm
Blake Thomas Moore left Regal Investment Advisors Llc for Ae Wealth Management, Llc (registered 2024-01-31)
Form ADVobserved 6 days ago
Occurred
Dec 5, 2023
Advisor changed firm
Blake Thomas Moore left Sequent Planning, Llc for Regal Investment Advisors Llc (registered 2023-12-05)
Form ADVobserved 6 days ago