DFX Intelligence

Data Factory

C••••• E••••• I••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C••••• E••••• I••••••••• A••••••• L••

CRD 302101

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1be6f83-1865-796d-f7b1-4d30d8f161dd

Data as of May 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 1
On other graphs: 0
Observed: May 31, 2019 to May 31, 2019
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2019-05-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 38
Advisory employees: 10
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• M••••••	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	04/2019	May 31, 2019	May 31, 2019
B••••• T•••••• R•••••	CHIEF ADMINISTRATIVE OFFICER	Na	yes	04/2019	May 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 69

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D•••••• C••••• M••••••••• L••	n/a	ASSET_M••••••	$61B	N	yes	n/a
C••••• C•••••• I••••••••• A•••••••• L••	n/a	Other adviser	$336M	N

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	6	no
Nashville	Tn	United States	2	no
NEW YORK	NY	United States	0	no

Relationships

Affiliated with (3)

→ C••••• C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ CAPRA CREDIT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ D••••••BRIDGE I•••••MENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (15)

← C••••• C•••••• I••••••••• A•••••••• L••

Dated events

Occurred
May 31, 2019
First Form ADV filing
C••••• E••••• I••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1be6f83-1865-796d-f7b1-4d30d8f161dd
First observed: May 31, 2019
Last observed: May 31, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.