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C••••• C•••••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

C••••• C•••••• I••••••••• A•••••••• L••

CRD 175506

BOCA RATON, FL

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Search this name across graphsid dfx:ria:c2bae66d-942c-4c50-5126-23495d443368

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 78
Dated events: 21
On other graphs: 4
Observed: Apr 22, 2015 to May 1, 2026
41 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••• C•••••• I••••••••• A•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

C••••• C•••••• I••••••••• A•••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

C••••• C•••••• I••••••••• A•••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.51 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $336M••• Locked
Discretionary RAUM: $336M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 86

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• D••••••••• C••••• A•• S•••••• S••••••••• F••• I•• L•••	Real Estate Fund	$877M	Nov 24, 2021	54	Mar 29, 2016	dropped	021-252522
C••••• D••••••••• C••••• A•• S•••••• S••••••••• F••• I••• L•••	Real Estate Fund	$523M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• G••••• I•••	Member	E	yes	06/2021	Jul 22, 2021	Oct 3, 2024
D••••••••• I••••••••• H•••••• L••	SOLE MEMBER, C••••• C•••••• I••••••••• A•••••••• L••	E	yes	04/2015	Mar 31, 2022	Oct 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••••• I••••••••• M••••••••• L••	n/a	Asset manager	$61B	N	yes	n/a
D•••••• B••••• A•••••••• L••	n/a	Asset manager	$15B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no
LOS ANGELES	CA	United States	0	no
Denver	Co	United States	0	no
NEW YORK	NY	United States	0	no
Niedergrunewald	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$336M	$533M	-37.0%	$989M	-30.2%	86	89	2	5

Relationships

Affiliated with (11)

← D••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ D••••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ D•••••• B••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← D•••••• B••••• A•••••••• L••Registered adviser

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $336.2M, down 37% from $533.4M (2025-04-17 to 2026-03-31)
Form ADVobserved 7 days ago
$-197M
Occurred
Apr 17, 2025
Regulatory AUM changed
C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $533.4M, down 33% from $801.9M (2024-10-03 to 2025-04-17)
Form ADVobserved 7 days ago
$-268M
Occurred
Mar 29, 2024
Regulatory AUM changed
C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $802.1M, down 30% from $1.1B (2023-08-23 to 2024-03-29)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c2bae66d-942c-4c50-5126-23495d443368
First observed: Apr 22, 2015
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.