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Advisor at WELLS FARGO ADVISORS
STUART, FL | BOYNTON BEACH, FL | BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 20, 2018 | n/a | yes | BOCA RATON, FL|BOCA RATON, FL|STUART, FL|BOYNTON BEACH, FL | Current employment |
| AMERICAN CAPITAL MANAGEMENT, INC. | State registered | Jul 24, 2017 | Jul 20, 2018 | no | Deerfield Beach, FL|NEW ALBANY, IN | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Apr 10, 2013 | Jul 24, 2015 | no | BETHLEHEM, PA|LUTZ, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 1, 2011 | Nov 29, 2012 | no | ALLENTOWN, PA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 9, 2006 | Oct 16, 2006 | no | FRIEDENS, PA|FRIEDENS, PA|BERLIN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL MANAGEMENT, INC. | WELLS FARGO ADVISORS | Jul 20, 2018 | Nov 20, 2018 | 123 | Firm change | Other |
| LINCOLN INVESTMENT | AMERICAN CAPITAL MANAGEMENT, INC. | Jul 24, 2015 | Jul 24, 2017 | 731 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LINCOLN INVESTMENT | Nov 29, 2012 | Apr 10, 2013 | 132 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 16, 2006 | Jul 1, 2011 | 1,719 | Firm change after gap | Other |