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C•••••• L•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

C•••••• L•••• W•••••

Advisor at J••••• M••••••••• S•••• L••

Royersford, PA

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Search this name across graphsid dfx:ria:b1d4a27a-cd3d-e1cd-48e9-8a76aef7eb78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Nov 4, 2025	n/a	yes	Royersford, PA	Current employment
A•••• C••••••	Independent wealth	Jun 22, 2020	Nov 4, 2025	no	WAYNE, PA\|Collegeville, PA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C••••••	J••••• M••••••••• S•••• L••	Nov 4, 2025	Nov 4, 2025	0	Firm change	RIA to ibd
W•••• F•••• A•••••••	A•••• C••••••	Jun 24, 2020

Relationships

Registered with (4)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Nov 4, 2025 to presentfactForm ADV
→ A•••• C••••••Registered adviserregistration: previous registration
Jun 22, 2020 to Nov 4, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 2, 2009 to Jun 24, 2020factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Nov 4, 2025
Advisor changed firm
C•••••• L•••• W••••• left A•••• C•••••• for J••••• M••••••••• S•••• L•• (registered 2025-11-04)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1d4a27a-cd3d-e1cd-48e9-8a76aef7eb78
First observed: Feb 12, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.