DFX Intelligence

P••••• G• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

P••••• G• P••••••

Advisor at P•••••• W••••• M••••••••• L••

GREAT NECK, NY

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Search this name across graphsid dfx:ria:b1d731a2-4b01-898b-1adf-ad74956dd5be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Jun 9, 2020	n/a	yes	GREAT NECK, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 24, 2010	Jan 28, 2020	no	GARDEN CITY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	P•••••• W••••• M••••••••• L••	Jan 28, 2020	Jun 9, 2020	133	Firm change	Wirehouse to RIA
M••••• S••••••	U•• F•••••••• S••••••• I•••	Oct 15, 2010	Sep 24, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:306548:NY:2020-01-28	Jan 28, 2020	Jun 9, 2020	GARDEN CITY, NY	Firm change

Relationships

Registered with (3)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 9, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2010 to Jan 28, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 28, 2010 to Oct 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1d731a2-4b01-898b-1adf-ad74956dd5be
First observed: Jun 28, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.