DFX Intelligence

B•••••• S••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

B•••••• S••••• E••••

Advisor at W••••••• M••••••••• C•••

WESTPORT, CT | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1d7eca7-275e-75e3-952e-bc6924c9849b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M••••••••• C•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M••••••••• C•••	Other adviser	May 1, 2023	n/a	yes	WESTPORT, CT\|DALLAS, TX	Current employment
S•••••• C•••••• A•••••••• L••	Former SEC adviser	May 14, 2013	Nov 21, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• A•••••••• L••	W••••••• M••••••••• C•••	Nov 21, 2022	May 1, 2023	161	Firm change	Other
U•• F•••••••• S••••••• I•••	S•••••• C•••••• A•••••••• L••	Apr 29, 2013	May 14, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
153914:110269:TX:2022-11-21	Nov 21, 2022	May 1, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (6)

→ W••••••• M••••••••• C•••Registered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ S•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 14, 2013 to Nov 21, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 22, 2010 to Apr 29, 2013factForm ADV
→ M••••• S••••••

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1d7eca7-275e-75e3-952e-bc6924c9849b
First observed: Jan 19, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.