DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Bradley Steven Eisen

Westwood Management CorpotherWestport, Ct dual registrantIAPD 4709121

Feed of 09/14/2026

Also filed as Bradley S Eisen

At current firm

3 y

since May 1, 2023

In the industry

20 y

since Jan 6, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Westwood Management Corp other current
since May 1, 2023 · Westport, Ct
Salient Capital Advisors, LLC former
May 14, 2013 to Nov 21, 2022 · Houston, Tx
UBS Financial Services Inc. wirehouse
Dec 22, 2010 to Apr 29, 2013 · New York, Ny
Morgan Stanley wirehouse
Jun 1, 2009 to Jan 4, 2011 · New York, Ny
Citigroup Global Markets Inc. BD affiliated
Feb 8, 2007 to Jun 1, 2009 · New York, Ny
RBC Capital Markets, LLC national BD
Jan 19, 2006 to Dec 7, 2006 · Chevy Chase, Md

Moves

a registration end followed by a registration begin elsewhere

Salient Capital Advisors, LLC to Westwood Management Corp
left Nov 21, 2022, registered May 1, 2023 (161 days) · Other · moved with a team
UBS Financial Services Inc. to Salient Capital Advisors, LLC
left Apr 29, 2013, registered May 14, 2013 (15 days) · Other
Morgan Stanley to UBS Financial Services Inc.
left Jan 4, 2011, registered Dec 22, 2010 (-13 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
RBC Capital Markets, LLC to Citigroup Global Markets Inc.
left Dec 7, 2006, registered Feb 8, 2007 (63 days) · Other

Signals

Bradley Steven Eisen left Salient Capital Advisors, Llc for Westwood Management Corp (registered 2023-05-01)
Nov 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address