DFX Intelligence

C••••••••• G••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••••• G••••• L•••

CRD 158142

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:b1d7ff94-842d-38c7-c980-74a5228096af

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 5
On other graphs: 2
Observed: Mar 30, 2012 to Jul 1, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C••••••••• G••••• L•••

Venture manager · shared crd

Family Officesidentity

C••••••••• G••••• L•••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3B••• Locked
Discretionary RAUM: $2.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• F• L•	Hedge Fund	$566M	Mar 28, 2024	1	Mar 30, 2016	reported	n/a
C••••••••• S•••••••• F••• P••••••• M••••• I•• L•	Hedge Fund	$307M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••• L••	GENERAL PARTNER	Na	yes	01/2012	Mar 30, 2012	Mar 28, 2024
D•••••• S•••••• E•••••	MANAGING MEMBER	E	yes	01/2012	Mar 30, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• C•••••• A•• S••••••••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
C••••••••• F• G• L••	n/a	n/a	n/a	N	yes	n/a
C••••••••• L•••• A••••••• T••••••••• I• G• L•

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Shanghai	n/a	China	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$1.9B	20.8%	$2.0B	3.8%	28	27	1	1

Relationships

Advises (24)

→ C••••••••• S•••••••• F••• P••••••• M••••• I•• L•Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ C••••••••• S•••••••• F••• P••••••• M••••• L•Private fundHedge Fund, IA
Mar 31, 2017 to presentfactForm ADV
→ C••••••••• C•••••• A•• S••••••••• I• L•Private fundOther Private Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ C••••••••• O•••••• A••••• S•• • B••• S••••••••• P••••••••

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
C••••••••• G••••• L••• reported RAUM $2.0B, up 33% from $1.5B (2022-07-28 to 2023-03-30)
Form ADVobserved 7 days ago
$508M
Occurred
Mar 31, 2021
Regulatory AUM changed
C••••••••• G••••• L••• reported RAUM $1.5B, up 31% from $1.1B (2020-06-16 to 2021-03-31)
Form ADVobserved 7 days ago
$358M
Occurred
Mar 30, 2020
Regulatory AUM changed
C••••••••• G••••• L••• reported RAUM $1.1B, up 117% from $527.5M (2019-05-01 to 2020-03-30)
Form ADVobserved 7 days ago
$616M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1d7ff94-842d-38c7-c980-74a5228096af
First observed: Mar 30, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.