DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• G••••• L•••
Latest filing Jul 1, 2026
First filing on the tape Mar 30, 2012 · 29 filings
SEC status approved since Jun 24, 2015
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
18
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$2.3B as of Jul 1, 2026
Mar 30, 2012$19.3M then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 30, 20120 then
Employees (5.A)28 as of Jul 1, 2026
Mar 30, 201610 then
Private funds18 as of Jul 1, 2026
Mar 30, 20121 then
RAUM +21% over the last fiscal year+3.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $84.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, subscription, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
24 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• F• L• | Hedge Fund | $566M | 1 | Mar 30, 2016 |
| C••••••••• S•••••••• F••• P••••••• M••••• I•• L• | Hedge Fund | $307M | 6 | Mar 30, 2020 |
| C••••••••• S•••••••• F••• M••••••••• 2• L•no longer reported | Hedge Fund | $150M | 1 | Jun 12, 2015 |
| C••••••••• O•••••• A••••• S•• • M••• S••••••••• P•••••••• | Other Private Fund | $139M | 1 | Mar 30, 2023 |
| C••••••••• M••• L• | Hedge Fund | $121M | 1 | Mar 30, 2020 |
| C••••••••• T••••••••• O••••••••• I• L• | Venture Capital Fund | $108M | 14 | Mar 30, 2023 |
| C••••••••• T••••••••• I• L• | Venture Capital Fund | $105M | 51 | Mar 29, 2019 |
| C••••••••• T••••••••• I•• L• | Venture Capital Fund | $98.2M | 48 | Mar 30, 2023 |
| C••••••••• O•••••• A••••• S•• • G••• S••••••••• P•••••••• | Hedge Fund | $53.1M | 1 | Mar 30, 2023 |
| C••••••••• O•••••• A••••• S•• • B•• S••••••••• P•••••••• | Hedge Fund | $40.4M | 1 | Mar 30, 2023 |
| C••••••••• T••••••••• I• L• | Venture Capital Fund | $39.2M | 18 | Nov 12, 2015 |
| C••••••••• O•••••• A••••• S•• • B••• S••••••••• P•••••••• | Hedge Fund | $38.7M | 1 | Mar 28, 2024 |
| C••••••••• S•••••••• F••• P••••••• M••••• I• L•no longer reported | Hedge Fund | $38.3M | 3 | Mar 30, 2018 |
| C••••••••• C•• M••••• I• L• | Hedge Fund | $25.3M | 5 | Mar 30, 2020 |
| C••••••••• L•••• A••••••• T••••••••• I• L• | Venture Capital Fund | $25.1M | 50 | Mar 31, 2022 |
| D••••• G••••• O••••••• F•••• L•••no longer reported | Other Private Fund | $19.3M | 1 | Mar 30, 2012 |
| C••••••••• C•• L• | Hedge Fund | $18.8M | 2 | Mar 31, 2022 |
| C••••••••• T••••••••• F• L• | Other Private Fund | $18.8M | 4 | Mar 30, 2023 |
| C•••• 1• M• L• | Venture Capital Fund | $13.7M | 24 | Mar 31, 2021 |
| C••••••••• C•••••• A•• S••••••••• I• L• | Other Private Fund | $12.4M | 8 | Mar 30, 2023 |
| C•••• 2• L• | Other Private Fund | $8.4M | 7 | Mar 30, 2023 |
| C•••• 3• L• | Other Private Fund | $4.5M | 8 | Mar 30, 2023 |
| C••••••••• S•••••••• F••• M••••••••• L•no longer reported | Hedge Fund | $101,254 | 2 | Jun 12, 2015 |
| C••••••••• S•••••••• F••• P••••••• M••••• L• | Hedge Fund | $9,171 | 1 | Mar 31, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• S•••••• E••••• · Managing Partner & Limited Partnercontrolsince 07/2006 · owns 75% or more
- D•••••• S•••••• E••••• · Managing Membercontrolsince 01/2012 · owns 75% or more of D••• L••
- G••••••••• S•••••• A••• · Presidentsince 01/2023 · owns less than 5%
- H•••••••• T••••• C•••••• · Chief Operating Officer And Chief Compliance Officersince 08/2012 · owns less than 5%
Entity owners
- D••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• C•••••• A•• S••••••••• I• G• L••pooled vehicle sponsorn
- C••••••••• F• G• L••pooled vehicle sponsorn
- C••••••••• L•••• A••••••• T••••••••• I• G• L•pooled vehicle sponsorn
- C••••••••• S•••••••• F••• P••••••• G• L••pooled vehicle sponsorn
- C••••••••• T••••••••• V••••••• F• G• L••pooled vehicle sponsorn
- C••••••••• T••••••••• V••••••• I• G• L•pooled vehicle sponsorn
- C••••••••• T••••••••• V••••••• I•• G• L•pooled vehicle sponsorn
- C••••••••• T••••••••• V••••••• L••pooled vehicle sponsorn
- C••••••••• T••••••••• V••••••• O•• I• G• L•pooled vehicle sponsorn
- C•••• 2• G• L••pooled vehicle sponsorn
- C•••• 3• G• L••pooled vehicle sponsorn
- D••• L••n
Offices
Schedule D 1.F, the 25 largest
- Shanghai, China3 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.3B to $2.3BMar 31, 2026 to May 1, 2026
- Pooled vehicle RAUM · $2.3B to $2.3BMar 31, 2026 to May 1, 2026
- RAUM · $2.3B to $2.3BMar 31, 2026 to May 1, 2026
- Accounts · 29 to 27Jul 1, 2025 to Mar 31, 2026
- Advisory employees · 14 to 15Jul 1, 2025 to Mar 31, 2026
- Corporate clients · 1 to 2Jul 1, 2025 to Mar 31, 2026
- Pension plan clients · 1.0 to unsetJul 1, 2025 to Mar 31, 2026
- Pooled vehicle clients · 29 to 27Jul 1, 2025 to Mar 31, 2026
- Employees · 27 to 28Jul 1, 2025 to Mar 31, 2026
- Private funds · 20 to 18Jul 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $2.3BJul 1, 2025 to Mar 31, 2026
- Pension RAUM · 0.0 to unsetJul 1, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.9B to $2.3BJul 1, 2025 to Mar 31, 2026
- RAUM · $1.9B to $2.3BJul 1, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Mar 31, 2025 to Jul 1, 2025
- Financial planning clients · unset to Mar 31, 2025 to Jul 1, 2025
- Discretionary RAUM · $1.9B to $1.9BMar 31, 2025 to Jul 1, 2025
- Pooled vehicle RAUM · $1.9B to $1.9BMar 31, 2025 to Jul 1, 2025
- RAUM · $1.9B to $1.9BMar 31, 2025 to Jul 1, 2025
- Accounts · 28 to 29Mar 28, 2024 to Mar 31, 2025
- Advisory employees · 17 to 14Mar 28, 2024 to Mar 31, 2025
- Corporate clients · 2.0 to unsetMar 28, 2024 to Mar 31, 2025
- Individual clients · 5.0 to unsetMar 28, 2024 to Mar 31, 2025
- Pension plan clients · 3 to 1Mar 28, 2024 to Mar 31, 2025
- Pooled vehicle clients · 28 to 29Mar 28, 2024 to Mar 31, 2025
- Employees · 31 to 27Mar 28, 2024 to Mar 31, 2025
- Private funds · 19 to 20Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.7B to $1.9BMar 28, 2024 to Mar 31, 2025
- Individual RAUM · 0.0 to unsetMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.7B to $1.9BMar 28, 2024 to Mar 31, 2025
- RAUM · $1.7B to $1.9BMar 28, 2024 to Mar 31, 2025
- Advisory employees · 15 to 17Jun 22, 2023 to Mar 28, 2024
- HNW clients · 1.0 to unsetJun 22, 2023 to Mar 28, 2024
- Individual clients · 1 to 5Jun 22, 2023 to Mar 28, 2024
- Pension plan clients · 2 to 3Jun 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 32 to 28Jun 22, 2023 to Mar 28, 2024
- Employees · 30 to 31Jun 22, 2023 to Mar 28, 2024
- Other offices · 0 to 1Jun 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $1.7BJun 22, 2023 to Mar 28, 2024
- HNW RAUM · 0.0 to unsetJun 22, 2023 to Mar 28, 2024
Signals
5 dated events
- C••••••••• G••••• L••• reported RAUM $2.0B, up 33% from $1.5B (2022-07-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- C••••••••• G••••• L••• reported RAUM $1.5B, up 31% from $1.1B (2020-06-16 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C••••••••• G••••• L••• reported RAUM $1.1B, up 117% from $527.5M (2019-05-01 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- C••••••••• G••••• L••• reported RAUM $507.0M, up 25% from $404.0M (2018-02-28 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- D••••• C••••••• L••• filed its initial SEC registration (Form ADV)Jun 12, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• G••••• L••• · Family Officesshared crd · office
- C••••••••• G••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••••••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (310) 458-2003reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026