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Advisor at RBC ROCHDALE, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC ROCHDALE, LLC | Bd affiliated wealth | Mar 19, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| LISANTI CAPITAL GROWTH LLC | Institutional manager | Feb 4, 2021 | Mar 18, 2026 | no | NEW YORK, NY | Previous registration |
| 5C CAPITAL MANAGEMENT, LLC | Independent wealth | Jul 23, 2020 | Nov 10, 2021 | no | WOODCLIFF LAKE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LISANTI CAPITAL GROWTH LLC | RBC ROCHDALE, LLC | Mar 18, 2026 | Mar 19, 2026 | 1 | Firm change | Other |
| 5C CAPITAL MANAGEMENT, LLC | LISANTI CAPITAL GROWTH LLC | Nov 10, 2021 | Feb 4, 2021 | -279 | Firm change after gap | Other |