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CRD 130023
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARY LISANTI | Chartered Financial Analyst | NEW YORK, NY | 5 | 29 | 1 | no |
| TIMOTHY WOODS | Chartered Financial Analyst | NEW YORK, NY | 0 | 25 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DINOSAUR GROUP HOLDINGS LLC | Owner | C | yes | 08/2017 | Sep 8, 2017 | Mar 20, 2024 |
| GROSSMAN, GLENN, ANDREW | MANAGING MEMBER | C | yes | 01/2007 | Mar 21, 2018 | Mar 20, 2024 |
| LISANTI, MARY | PRESIDENT/MANAGING MEMBER | D | yes | 04/2016 | Mar 30, 2012 | Mar 20, 2024 |
| SCHULMAN, MONIQUE | Cco | Na | yes | 04/2016 | Aug 9, 2016 | Mar 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DCM ADVISORS, LLC | n/a | Other adviser | $261M | N | no | n/a |
| DINOSAUR FINANCIAL GROUP, L.L.C | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $432M | $432M | 4 | 3 | 0 | n/a | n/a |
| 2024 | Mar 13, 2025 | $427M | $427M | 5 | 4 | 0 | n/a | n/a |
| 2023 | Mar 11, 2024 | $439M | $439M | 5 | 4 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $758M | $758M | 5 | 4 | 0 | n/a | n/a |
| 2021 | Feb 25, 2022 | $735M | $735M | 6 | 3 | 0 | n/a | n/a |
| 2020 | Mar 15, 2021 | $761M | $761M | 6 | 3 | 0 | n/a | n/a |
| 2019 | Mar 16, 2020 | $403M | $403M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Mar 6, 2019 | $284M | $284M | 7 | 3 | 0 | n/a | n/a |
| 2017 | Mar 21, 2018 | $213M | $213M | 9 | 5 | 0 | n/a | n/a |
| 2016 | Mar 23, 2017 | $174M | $174M | 6 | 4 | n/a | n/a | n/a |
| 2015 | Mar 17, 2016 | $194M | $194M | 6 | 3 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $278M | $278M | 5 | 3 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $287M | $287M | 6 | 4 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $260M | $260M | 6 | 4 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $280M | $280M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 50.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $432M | $427M | 1.2% | $758M | -17.1% | 4 | 5 | 0 | 0 |