DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C• W••••• M••••••••• L••
SCHAUMBURG, IL | Blue Ridge, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C• W••••• M••••••••• L•• | Independent wealth | Feb 2, 2023 | n/a | yes | SCHAUMBURG, IL|Blue Ridge, GA | Current employment |
| S• A•••••••• L•• | Independent wealth | Feb 4, 2021 | Feb 1, 2023 | no | Blue Ridge, GA|ATLANTA, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S• A•••••••• L•• | C• W••••• M••••••••• L•• | Feb 1, 2023 | Feb 2, 2023 | 1 | Firm change | RIA to RIA |
| C•••••••• F•••••••• G•••• A••••••• | S• A•••••••• L•• | Jan 4, 2018 | Jan 19, 2018 |
| S• A•••••••• L•• | Independent wealth | Jan 19, 2018 | Dec 31, 2020 | no | Blue Ridge, GA | Previous registration |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Sep 18, 2007 | Jan 4, 2018 | no | BLUE RIDGE, GA|BLUE RIDGE, GA|HUNTSVILLE, AL|BLUE RIDGE, GA | Previous registration |
| F•• S••••••••• C••••••••• | Former SEC adviser | Feb 11, 2004 | Sep 17, 2007 | no | BLUE RIDGE, GA|HIAWASSEE, GA|BLUE RIDGE, GA | Previous registration |
| 15 |
| Firm change |
| Other |
| F•• S••••••••• C••••••••• | C•••••••• F•••••••• G•••• A••••••• | Sep 17, 2007 | Sep 18, 2007 | 1 | Firm change | Other |