DFX Intelligence

A••••• L•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• L•••••• O•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Sterling, IL

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Search this name across graphsid dfx:ria:b1fb34a1-7de9-3589-cc45-d8543874557f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 13, 2025	n/a	yes	Sterling, IL	Current employment
M•••••• W••••• M•••••••••	Other adviser	Aug 22, 2023	Jan 13, 2025	no	EFFINGHAM, IL\|Sterling, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• M•••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 13, 2025	Jan 13, 2025	0	Firm change	Other
U••• B•••••• I••••••••• I•••	M•••••• W••••• M•••••••••	Aug 22, 2023	Aug 22, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
324997:149018:IL:2025-01-13	Jan 13, 2025	Jan 13, 2025	STERLING, IL	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ M•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 22, 2023 to Jan 13, 2025factForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2018 to Aug 22, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Jan 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1fb34a1-7de9-3589-cc45-d8543874557f
First observed: Aug 30, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.