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RIA / WealthAdvisorCertified Financial Planner24 years in industry

KENDALL WAYNE KING

Advisor at CASTLEPOINT WEALTH ADVISORS

OKLAHOMA CITY, OK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CASTLEPOINT WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 20, 2002
First registration: Jul 18, 2002
Dual registered: no
IAPD individual key: 4449600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CASTLEPOINT WEALTH ADVISORS	Independent wealth	Sep 28, 2015	n/a	yes	OKLAHOMA CITY, OK	Current employment
THE LEGACY FINANCIAL GROUP, INC.	Independent wealth	Jun 3, 2005	Jul 7, 2015	no	TULSA, OK	Previous registration
THE FINANCIAL & BUSINESS RESEARCH CORPORATION	n/a	Nov 18, 2003	Dec 31, 2005	no	TULSA, OK	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 18, 2002	Aug 28, 2003	no	OKLAHOMA CITY, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE LEGACY FINANCIAL GROUP, INC.	CASTLEPOINT WEALTH ADVISORS	Jul 7, 2015	Sep 28, 2015	83	Firm change	Other
THE FINANCIAL & BUSINESS RESEARCH CORPORATION	THE LEGACY FINANCIAL GROUP, INC.	Dec 31, 2005	Jun 3, 2005	-211	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	THE FINANCIAL & BUSINESS RESEARCH CORPORATION	Aug 28, 2003	Nov 18, 2003	82	Firm change	Other

Relationships

Registered with (4)

→ CASTLEPOINT WEALTH ADVISORSRegistered adviserregistration: current employment
Sep 28, 2015 to presentfactForm ADV
→ THE LEGACY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 3, 2005 to Jul 7, 2015factForm ADV
→ THE FINANCIAL & BUSINESS RESEARCH CORPORATIONRegistered adviserregistration: previous registration
Nov 18, 2003 to Dec 31, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 18, 2002 to Aug 28, 2003factForm ADV

Dated events

No dated event names this entity yet.