This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0

Regulatory AUM

$751MItem 5.F on the latest filing (2026-09-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$717M

Private client RAUM

$704MderivedItem 5.D individuals plus high net worth individuals

Private client share

94%derivedprivate client RAUM over total RAUM

Advisors on IAPD

9

RAUM per advisor

$83.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

8

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,139

Individual clients

125

High net worth clients

152

Custody, client assets

$160M

SEC number

801-96254

CRD

205512

Filings on the tape

53

First filed

Apr 30, 2015

Latest filed

Sep 11, 2026

Organised

Limited Liability Company, OK

• Occurred

  Mar 27, 2024
  Regulatory AUM changed

  Castlepoint Wealth Advisors reported RAUM $547.3M, up 68% from $326.7M (2023-11-15 to 2024-03-27)

  Form ADVobserved 4 days ago
  $221M
• Occurred

  Apr 30, 2015
  First Form ADV filing

  Guardia Wealth Advisors filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d5d16b4a-39fa-8822-b307-57aa356d37ad

First observed

Apr 30, 2015

Last observed

Sep 11, 2026 8 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.