DFX Intelligence

B•••• J••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

B•••• J••••• F•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

MALVERN, PA | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b202d2f6-f892-d6bb-b607-6738d1516817

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 1, 2021	n/a	yes	MALVERN, PA\|PLYMOUTH, MN	Current employment
H••••• F•••••••• A•••••••• I•••	Former SEC adviser	Oct 10, 2017	Jul 8, 2021	no	MALVERN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• F•••••••• A•••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Jul 8, 2021	Jul 1, 2021	-7	Firm change	RIA to ibd
V•••••••• F•••••••• S•••••••• I•••	H••••• F•••••••• A•••••••• I•••	Sep 29, 2017	Oct 10, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
133979:116407:PA:2021-07-08	Jul 8, 2021	Jul 1, 2021	MALVERN, PA	Firm change
144171:133979:PA:2017-09-29	Sep 29, 2017	Oct 10, 2017	POTTSTOWN, PA	Firm change

Relationships

Registered with (4)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ H••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2017 to Jul 8, 2021factForm ADV
→ V•••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2010 to Sep 29, 2017factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b202d2f6-f892-d6bb-b607-6738d1516817
First observed: Oct 29, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.