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CRD 133979
MALVERN, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOOVER, PETER, KENT | CHIEF EXECUTIVE OFFICER | D | yes | 09/2017 | Mar 5, 2012 | Feb 25, 2021 |
| MULLIN, WILLIAM, BARRETT | President | C | yes | 09/2017 | Sep 26, 2017 | Feb 25, 2021 |
| MURPHY, KELLY, ELIZABETH | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2017 | Sep 26, 2017 | Feb 25, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HOOVER FINANCIAL ADVISORS BENEFITS | n/a | n/a | n/a | Y | no | n/a |
| JOHN FUREY | n/a | n/a | n/a | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Feb 25, 2021 | $1.4B | $1.1B | 21 | 14 | 0 | n/a | n/a |
| 2019 | Feb 24, 2020 | $1.2B | $987M | 20 | 13 | 0 | n/a | n/a |
| 2018 | Feb 25, 2019 | $827M | $741M | 23 | 14 | 0 | n/a | n/a |
| 2017 | Feb 9, 2018 | $817M | $748M | 23 | 12 | 0 | n/a | n/a |
| 2016 | Jan 26, 2017 | $565M | $545M | 17 | 8 | n/a | n/a | n/a |
| 2015 | Feb 12, 2016 | $501M | $472M | 16 | 7 | n/a | n/a | n/a |
| 2014 | Jan 27, 2015 | $448M | $0 | 13 | 5 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $392M | $0 | 12 | 5 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $315M | $0 | 8 | 0 | n/a | n/a | n/a |
| 2011 | Mar 5, 2012 | $270M | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $1.4B | $1.2B | 19.1% | $817M | 19.0% | 21 | 20 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 9 | Jul 8, 2021 | Sep 27, 2021 | MALVERN, PA | Firm absorbed | RIA to ibd | 90.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VILLANOVA FINANCIAL SERVICES, INC. | 2 | Sep 29, 2017 | Oct 10, 2017 | MALVERN, PA | Team lift out | Other | 100.0% |