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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ADRIENNE ELIZABETH BROWN

Advisor at WELLS FARGO ADVISORS

ST. PETERSBURG, FL | CLEARWATER, FL

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Search this name across graphsid dfx:ria:b20a3796-709b-aa00-129e-92264b107ea2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jun 17, 2003
First registration: Jun 18, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4652796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 21, 2022	n/a	yes	ST. PETERSBURG, FL\|CLEARWATER, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 24, 2022	May 18, 2022	no	GULFPORT, FL	Previous registration
AMUNI FINANCIAL, INC.	Independent wealth	Jan 15, 2019	May 14, 2020	no	ST PETERSBURG, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Nov 14, 2018	no	HOUSTON, TX\|HOUSTON, TX\|PASADENA, TX\|HOUSTON, TX\|SEABROOK, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 15, 2003	Jan 3, 2011	no	SEABROOK, TX\|PASADENA, TX\|HOUSTON, TX\|HOUSTON, TX\|PASADENA, TX\|PASADENA, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 18, 2003	Oct 30, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	WELLS FARGO ADVISORS	May 18, 2022	Jul 21, 2022	64	Firm change	Ibd to wirehouse
AMUNI FINANCIAL, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 14, 2020	Mar 24, 2022	679	Firm change after gap	RIA to ibd
WELLS FARGO ADVISORS	AMUNI FINANCIAL, INC.	Nov 14, 2018	Jan 15, 2019	62	Firm change	Wirehouse to RIA
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO INVESTMENTS, LLC	Oct 30, 2003	Dec 15, 2003	46	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Nov 14, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 24, 2022 to May 18, 2022factForm ADV
→ AMUNI FINANCIAL, INC.Registered adviserregistration: previous registration
Jan 15, 2019 to May 14, 2020factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 15, 2003 to Jan 3, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 18, 2003 to Oct 30, 2003factForm ADV

Dated events

Occurred
May 18, 2022
Advisor changed firm
Adrienne Elizabeth Brown left Fidelity Personal And Workplace Advisors for Wells Fargo Advisors (registered 2022-07-21)
Form ADVobserved 6 days ago