M••• A• R•••

Advisor at P••••••

Avon, OH | BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2139a59-fc92-0da1-3b48-cbb31696a5d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Asset manager	Aug 23, 2023	n/a	yes	Avon, OH\|BETHESDA, MD	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Feb 8, 2018	Mar 30, 2023	no	Zionsville, IN\|WAVERLY, IA\|Avon, OH\|Allison, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	P••••••	Mar 30, 2023	Aug 23, 2023	146	Firm change	Other
C••••• I••••••••• A••••••• L••	C••• B•••••••• S•••••••• I•••	Jan 26, 2018	Feb 8, 2018

Relationships

Registered with (6)

→ P••••••Registered adviserregistration: current employment
Aug 23, 2023 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 8, 2018 to Mar 30, 2023factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 19, 2017 to Jan 26, 2018factForm ADV
→ A••••••• P••••••••• A•••••••• I••

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2139a59-fc92-0da1-3b48-cbb31696a5d4
First observed: Nov 10, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.