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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

POTOMAC

POTOMAC FUND MANAGEMENT INC, CRD 105413

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02909975-9bf1-80ce-6e44-4c9b90dfe9bf

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 26
On other graphs: 0
Observed: Dec 22, 2011 to May 27, 2026
60 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.05 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=9.0
Regulatory AUM: $3.3BItem 5.F on the latest filing (2026-05-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.3B
Private client RAUM: $177MderivedItem 5.D individuals plus high net worth individuals
Private client share: 5%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 24
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 36
Advisory employees: 27
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,385
Individual clients: 1,137
High net worth clients: 120
SEC number: 801-31311
CIK: 826000
CRD: 105413
Filings on the tape: 60
First filed: Dec 22, 2011
Latest filed: May 27, 2026
Organised: Corporation, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MANISH KUMAR KHATTA	n/a	BETHESDA, MD	24	24	n/a	no
JENNIFER GILLIECE BURTON	n/a	BERLIN, MD \| BETHESDA, MD	8	19	n/a	no
Kaitlyn Marie Humphries	n/a	Centreville, MD \| BETHESDA, MD	8	10	n/a	no
DANIEL JOSEPH RUSSO	n/a	BETHESDA, MD \| MANHASSET, NY	5	18	n/a	no
MICHAEL WALTON ROGERS	n/a	BETHESDA, MD \| Texarkana, TX	3	18	8	yes
MARK A RUHE	n/a	Avon, OH \| BETHESDA, MD	3	28	5	yes
ANTHONY JOEL GONZALES	n/a	Austin, TX \| BETHESDA, MD	2	26	7	yes
Bally Idrissa Diakite	n/a	BETHESDA, MD	1	10	1	yes
Ravneet Singh Chadha	n/a	BETHESDA, MD	1	11	4	yes
Bradley Justin Whittaker	n/a	BETHESDA, MD	1	13	n/a	yes
ROBERT PETROSYAN	n/a	Garden Grove, CA \| BETHESDA, MD	1	13	4	yes
HAROLD WAYNE CLEMONS	n/a	BETHESDA, MD \| ESTERO, FL	1	41	5	yes
Gregory Ronald Levesque	n/a	Bethesda, MD \| BETHESDA, MD	1	12	n/a	yes
Michael D Heavey	n/a	BETHESDA, MD	0	22	4	yes
JOHN WILLIAM WOODSIDE WIEGMANN	n/a	BETHESDA, MD	0	10	3	no
HOLT PATRICK FOGARTY	n/a	VICTORIA, MN \| BETHESDA, MD	0	22	3	yes
JEFFREY SCOTT GOODNOW	n/a	Hot Springs Village, AR \| BETHESDA, MD	0	28	1	no
Steven Erwin Flewelling	n/a	Cle Elum, WA \| BETHESDA, MD	0	33	6	yes
ANDREW PAUL GAEBEL	n/a	Phoenixville, PA \| BETHESDA, MD	0	16	1	yes
Caroline Fauquier	n/a	BETHESDA, MD	0	13	1	yes
MASSIMO CONTI	n/a	BETHESDA, MD	0	12	n/a	yes
VINCENT GIRARD PERFETTO	n/a	BETHESDA, MD	0	10	1	yes
James A Bell	n/a	BETHESDA, MD	0	12	1	no
Heath Palos	Chartered Financial Analyst	BETHESDA, MD	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURTON, JENNIFER, GILLIECE	CHIEF OPERATING OFFICER	Na	yes	10/2021	Mar 7, 2023	Oct 9, 2024
GOODNOW, JEFFREY, SCOTT	CHIEF GROWTH OFFICER	B	yes	01/2017	Jun 22, 2017	Oct 9, 2024
KHATTA, MANISH, KUMAR	PRESIDENT, CHIEF EXECUTIVE OFFICER, SECRETARY	E	yes	01/2013	Dec 22, 2011	Oct 9, 2024
NORTON, CHRISTOPHER, ROBERT	CHIEF MARKETING OFFICER	Na	yes	10/2021	Mar 7, 2023	Oct 9, 2024
LONG, JUSTIN, TYLER	CHIEF COMPLIANCE OFFICER	Na	no	05/2024	Mar 7, 2023	Oct 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$3.3B	$3.3B	36	27	0	n/a	n/a
2024	Mar 24, 2025	$1.9B	$1.9B	27	24	0	n/a	n/a
2023	Feb 1, 2024	$1.4B	$1.4B	24	24	0	n/a	n/a
2022	Mar 7, 2023	$600M	$600M	16	16	0	n/a	n/a
2021	Feb 1, 2022	$353M	$353M	15	8	0	n/a	n/a
2020	Jan 26, 2021	$230M	$230M	5	2	0	n/a	n/a
2019	Mar 6, 2020	$134M	$134M	5	2	0	n/a	n/a
2018	Mar 11, 2019	$136M	$136M	5	2	0	n/a	n/a
2017	Feb 15, 2018	$163M	$163M	5	2	0	n/a	n/a
2016	Mar 29, 2017	$187M	$184M	7	2	n/a	n/a	n/a
2015	Mar 22, 2016	$196M	$191M	7	2	n/a	n/a	n/a
2014	Mar 23, 2015	$189M	$184M	7	2	n/a	n/a	n/a
2013	Mar 27, 2014	$167M	$166M	7	2	n/a	n/a	n/a
2012	Apr 1, 2013	$153M	$152M	7	2	n/a	n/a	n/a
2011	Mar 29, 2012	$162M	$161M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
10	2	8	8.3%	3	0	0	22	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.3B	$1.9B	76.4%	$600M	76.1%	36	27	0	0

Relationships

Registered with (43)

← Heath PalosAdvisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← VINCENT GIRARD PERFETTOAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← James A BellAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← MASSIMO CONTIAdvisorregistration: current employment
Jun 25, 2026 to presentfactForm ADV
← Caroline FauquierAdvisorregistration: current employment
May 14, 2026 to presentfactForm ADV
← Steven Erwin FlewellingAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← ANDREW PAUL GAEBELAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← JEFFREY SCOTT GOODNOWAdvisorregistration: current employment
Dec 23, 2025 to presentfactForm ADV
← HOLT PATRICK FOGARTYAdvisorregistration: current employment
Dec 19, 2025 to presentfactForm ADV
← JOHN WILLIAM WOODSIDE WIEGMANNAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← Michael D HeaveyAdvisorregistration: current employment
Oct 22, 2025 to presentfactForm ADV
← Gregory Ronald LevesqueAdvisorregistration: current employment
Sep 6, 2025 to presentfactForm ADV
← HAROLD WAYNE CLEMONSAdvisorregistration: current employment
Aug 26, 2025 to presentfactForm ADV
← ROBERT PETROSYANAdvisorregistration: current employment
Aug 21, 2025 to presentfactForm ADV
← Bradley Justin WhittakerAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← Ravneet Singh ChadhaAdvisorregistration: current employment
May 7, 2025 to presentfactForm ADV
← Bally Idrissa DiakiteAdvisorregistration: current employment
Dec 3, 2024 to presentfactForm ADV
← ANTHONY JOEL GONZALESAdvisorregistration: current employment
Jun 28, 2024 to presentfactForm ADV
← MARK A RUHEAdvisorregistration: current employment
Aug 23, 2023 to presentfactForm ADV
← MICHAEL WALTON ROGERSAdvisorregistration: current employment
Nov 7, 2022 to presentfactForm ADV
← DANIEL JOSEPH RUSSOAdvisorregistration: current employment
Jul 23, 2021 to presentfactForm ADV
← Kaitlyn Marie HumphriesAdvisorregistration: current employment
Aug 16, 2018 to presentfactForm ADV
← JENNIFER GILLIECE BURTONAdvisorregistration: current employment
Feb 9, 2018 to presentfactForm ADV
← MANISH KUMAR KHATTAAdvisorregistration: current employment
Jul 26, 2002 to presentfactForm ADV
← Michael MogaveroAdvisorregistration: previous registration
Oct 11, 2024 to Jan 21, 2026factForm ADV
← JONATHON TYLER LOVINGOODAdvisorregistration: previous registration
Mar 1, 2024 to Nov 3, 2025factForm ADV
← Chad Alan Thomas-KillamAdvisorregistration: previous registration
Mar 5, 2025 to Aug 22, 2025factForm ADV
← Brian GARRETTEAdvisorregistration: previous registration
Jan 6, 2025 to Jul 7, 2025factForm ADV
← CHASE David SMITHAdvisorregistration: previous registration
Sep 29, 2021 to Jul 2, 2025factForm ADV
← Jon FerraioloAdvisorregistration: previous registration
Apr 5, 2024 to May 23, 2025factForm ADV
and 13 more

Controls (4)

← GOODNOW, JEFFREY, SCOTTOwnerCHIEF GROWTH OFFICER, ownership code B, individual
Jun 22, 2017 to Oct 9, 2024factForm ADV
← KHATTA, MANISH, KUMAROwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, SECRETARY, ownership code E, individual
Dec 22, 2011 to Oct 9, 2024factForm ADV
← NORTON, CHRISTOPHER, ROBERTOwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Mar 7, 2023 to Oct 9, 2024factForm ADV
← BURTON, JENNIFER, GILLIECEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 7, 2023 to Oct 9, 2024factForm ADV

Owns (1)

← LONG, JUSTIN, TYLEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 7, 2023 to Oct 9, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Potomac reported RAUM $3.3B, up 36% from $2.4B (2025-12-23 to 2026-03-31)
Form ADVobserved 4 days ago
$871M
Occurred
Jan 21, 2026
Advisor changed firm
Michael Mogavero left Potomac for Main Management, Llc (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Nov 3, 2025
Advisor changed firm
Jonathon Tyler Lovingood left Potomac for Shell Capital Management, Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Aug 22, 2025
Advisor changed firm
Chad Alan Thomas-Killam left Potomac for Lpl Financial Llc (registered 2026-06-22)
Form ADVobserved 4 days ago
Occurred
Jul 30, 2025
Regulatory AUM changed
Potomac reported RAUM $2.4B, up 30% from $1.9B (2025-03-24 to 2025-07-30)
Form ADVobserved 4 days ago
$548M
Occurred
Jul 7, 2025
Advisor changed firm
Brian Garrette left Potomac for Equitable Advisors, Llc (registered 2025-07-21)
Form ADVobserved 4 days ago
Occurred
Jul 2, 2025
Advisor changed firm
Chase David Smith left Potomac for Main Management, Llc (registered 2025-08-01)
Form ADVobserved 4 days ago
Occurred
May 23, 2025
Advisor changed firm
Jon Ferraiolo left Potomac for Hartford Funds (registered 2025-06-10)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2025
Regulatory AUM changed
Potomac reported RAUM $1.9B, up 33% from $1.4B (2024-10-09 to 2025-03-24)
Form ADVobserved 4 days ago
$465M
Occurred
Feb 27, 2025
Advisor changed firm
Jonathan Forbes Fecko left Potomac for Frontier Asset Management, Llc (registered 2025-03-16)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Linwood Reynolds left Potomac for Cetera Investment Advisers Llc (registered 2025-05-30)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2024
Advisor changed firm
Colette L Beaumont left Potomac for Equitable Advisors, Llc (registered 2026-01-02)
Form ADVobserved 4 days ago
Occurred
May 21, 2024
Control person left
Perdue Alisha Dowell (Chief Compliance Officer) no longer on Schedule A of Potomac (listed 2024-02-01, absent 2024-05-21)
Form ADVobserved 4 days ago
Occurred
Mar 6, 2024
Advisor changed firm
Philip Jason Buffery left Potomac for Alpha Vee Advisors (registered 2024-10-10)
Form ADVobserved 4 days ago
Occurred
Feb 12, 2024
Advisor changed firm
Gary Shilman left Potomac for Edward Jones (registered 2024-11-12)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Regulatory AUM changed
Potomac reported RAUM $1.4B, up 32% from $1.1B (2023-11-01 to 2024-02-01)
Form ADVobserved 4 days ago
$339M
Occurred
Feb 1, 2024
Control person joined
Perdue Alisha Dowell (Chief Compliance Officer) appeared on Schedule A of Potomac
Form ADVobserved 4 days ago
Occurred
Jan 22, 2024
Advisor changed firm
Michael John Sciulli left Potomac for Mtc Wealth Management (registered 2025-02-21)
Form ADVobserved 4 days ago
Occurred
Dec 1, 2023
Advisor changed firm
Shelly Lynn Brockman left Potomac for Asset Management Group (registered 2024-01-09)
Form ADVobserved 4 days ago
Occurred
Jul 12, 2023
Regulatory AUM changed
Potomac reported RAUM $1.1B, up 76% from $599.6M (2023-03-15 to 2023-07-12)
Form ADVobserved 4 days ago
$455M
Occurred
Mar 7, 2023
Regulatory AUM changed
Potomac reported RAUM $599.6M, up 70% from $353.1M (2022-11-07 to 2023-03-07)
Form ADVobserved 4 days ago
$246M
Occurred
Mar 7, 2023
Control person joined
Tyler Justin Long (Chief Compliance Officer) appeared on Schedule A of Potomac
Form ADVobserved 4 days ago
Occurred
Mar 7, 2023
Control person joined
Gilliece Jennifer Burton (Chief Operating Officer) appeared on Schedule A of Potomac
Form ADVobserved 4 days ago
Occurred
Mar 7, 2023
Control person joined
Robert Christopher Norton (Chief Marketing Officer) appeared on Schedule A of Potomac
Form ADVobserved 4 days ago
Occurred
Mar 7, 2023
Control person left
Paige Khatta (Secretary) no longer on Schedule A of Potomac (listed 2022-11-07, absent 2023-03-07)
Form ADVobserved 4 days ago
Occurred
Oct 1, 2020
Control person left
Terese Ann Zemann (Chief Compliance Officer) no longer on Schedule A of Potomac (listed 2020-06-30, absent 2020-10-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02909975-9bf1-80ce-6e44-4c9b90dfe9bf
First observed: Dec 22, 2011
Last observed: May 27, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POTOMAC

POTOMAC FUND MANAGEMENT INC, CRD 105413

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02909975-9bf1-80ce-6e44-4c9b90dfe9bf

Data as of May 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:49 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MANISH KUMAR KHATTA

n/a

BETHESDA, MD

n/a

JENNIFER GILLIECE BURTON

n/a

BERLIN, MD | BETHESDA, MD

n/a

Kaitlyn Marie Humphries

n/a

Centreville, MD | BETHESDA, MD

n/a

DANIEL JOSEPH RUSSO

n/a

BETHESDA, MD | MANHASSET, NY

n/a

MICHAEL WALTON ROGERS

n/a

BETHESDA, MD | Texarkana, TX

yes

MARK A RUHE

n/a

Avon, OH | BETHESDA, MD

yes

ANTHONY JOEL GONZALES

n/a

Austin, TX | BETHESDA, MD

yes

Bally Idrissa Diakite

n/a

BETHESDA, MD

yes

Ravneet Singh Chadha

n/a

BETHESDA, MD

yes

Bradley Justin Whittaker

n/a

BETHESDA, MD

n/a

yes

ROBERT PETROSYAN

n/a

Garden Grove, CA | BETHESDA, MD

yes

HAROLD WAYNE CLEMONS

n/a

BETHESDA, MD | ESTERO, FL

yes

Gregory Ronald Levesque

n/a

Bethesda, MD | BETHESDA, MD

n/a

yes

Michael D Heavey

n/a

BETHESDA, MD

yes

JOHN WILLIAM WOODSIDE WIEGMANN

n/a

BETHESDA, MD

HOLT PATRICK FOGARTY

n/a

VICTORIA, MN | BETHESDA, MD

yes

JEFFREY SCOTT GOODNOW

n/a

Hot Springs Village, AR | BETHESDA, MD

Steven Erwin Flewelling

n/a

Cle Elum, WA | BETHESDA, MD

yes

ANDREW PAUL GAEBEL

n/a

Phoenixville, PA | BETHESDA, MD

yes

Caroline Fauquier

n/a

BETHESDA, MD

yes

MASSIMO CONTI

n/a

BETHESDA, MD

n/a

yes

VINCENT GIRARD PERFETTO

n/a

BETHESDA, MD

yes

James A Bell

n/a

BETHESDA, MD

Heath Palos

Chartered Financial Analyst

BETHESDA, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURTON, JENNIFER, GILLIECE

CHIEF OPERATING OFFICER

yes

10/2021

Mar 7, 2023

Oct 9, 2024

GOODNOW, JEFFREY, SCOTT

CHIEF GROWTH OFFICER

yes

01/2017

Jun 22, 2017

Oct 9, 2024

KHATTA, MANISH, KUMAR

PRESIDENT, CHIEF EXECUTIVE OFFICER, SECRETARY

yes

01/2013

Dec 22, 2011

Oct 9, 2024

NORTON, CHRISTOPHER, ROBERT

CHIEF MARKETING OFFICER

yes

10/2021

Mar 7, 2023

Oct 9, 2024

LONG, JUSTIN, TYLER

CHIEF COMPLIANCE OFFICER

05/2024

Mar 7, 2023

Oct 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$3.3B

n/a

2024

Mar 24, 2025

$1.9B

n/a

2023

Feb 1, 2024

$1.4B

n/a

2022

Mar 7, 2023

$600M

n/a

2021

Feb 1, 2022

$353M

n/a

2020

Jan 26, 2021

$230M

n/a

2019

Mar 6, 2020

$134M

n/a

2018

Mar 11, 2019

$136M

n/a

2017

Feb 15, 2018

$163M

n/a

2016

Mar 29, 2017

$187M

$184M

n/a

2015

Mar 22, 2016

$196M

$191M

n/a

2014

Mar 23, 2015

$189M

$184M

n/a

2013

Mar 27, 2014

$167M

$166M

n/a

2012

Apr 1, 2013

$153M

$152M

n/a

2011

Mar 29, 2012

$162M

$161M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$3.3B

$1.9B

76.4%

$600M

76.1%