DFX Intelligence

A••••• L•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor23 years in industry

A••••• L•• R••••

Advisor at D••••• W••••• G••••

ANN ARBOR, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b219a76b-0210-ee9d-b31c-3e6d73975c7d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 6, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• W••••• G••••	Independent wealth	May 14, 2026	n/a	yes	ANN ARBOR, MI	Current employment
A•••••• C•••••• M••••••••• I•••	Independent wealth	Apr 11, 2024	Jan 21, 2026	no	NOVI, MI\|NOVI, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• C•••••• M••••••••• I•••	D••••• W••••• G••••	Jan 21, 2026	May 14, 2026	113	Firm change	RIA to RIA
K•••• • M••••••• A•••• M••••••••• L••	A•••••• C•••••• M••••••••• I•••	Feb 6, 2024	Apr 11, 2024

Relationships

Registered with (3)

→ D••••• W••••• G••••Registered adviserregistration: current employment
May 14, 2026 to presentfactForm ADV
→ A•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 11, 2024 to Jan 21, 2026factForm ADV
→ K•••• • M••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2023 to Feb 6, 2024factForm ADV

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b219a76b-0210-ee9d-b31c-3e6d73975c7d
First observed: Mar 3, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.